Kent Johnson has been an investment adviser representative at RB Capital Management since May 2022, and is not listed among the firm’s executive officers or direct owners.
RB Capital Management, LLC is a Reno, NV firm with $931M under management, 648 clients and 14 advisers across 12 offices, as of its March 2026 filing.
Kent Johnson is Vice President, Wealth Management of RB Capital Management, LLC, based in Weston, CT. He joined the firm in 2022 and has over 20 years of financial services industry experience. Before joining, he was a Senior Wealth Advisor with GYL Financial Synergies for over 7 years, working with high-net-worth families in the greater Fairfield County, CT area, and was with Fidelity Investments for over 8 years, including as Financial Consultant and Account Executive.
Kent Johnson’s longest registration was 6 years at Strategic Advisers, Inc. (2008–2015). Before joining RB Capital Management in 2022, Kent Johnson was registered through Gyl Financial Synergies, LLC and Resnick Advisors.
- RB Capital Management, LLCCurrent– present · 4 yearsWeston, CT · Adviser representative · Firm CRD 125678
- Gyl Financial Synergies, LLC– · 3 yearsWestport, CT · Adviser representative · Firm CRD 284758
- Resnick Advisors– · 3 yearsWestport, CT · Adviser representative · Firm CRD 105927
- Strategic Advisers, Inc.– · 6 yearsStamford, CT · Adviser representative · Firm CRD 104555
- Clearbridge Advisors, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 137028
- Citigroup Global Markets Inc.– · under a yearStamford, CT · Adviser representative · Firm CRD 7059
Professional designations
Listed by RB Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Kent Johnson is registered as an investment adviser representative in Connecticut, since June 2023.
- ConnecticutSince 15 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 9 December 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 March 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kent Allen Johnson
- CRD
- 3230312
- Firm
- RB Capital Management · CRD 125678
- Office
- Weston, CT
- Registration
- Investment adviser registration
- In the industry since
- April 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rbcapitalmanagement.com
Where does Kent Johnson work?
Kent Johnson is an investment adviser representative registered through RB Capital Management, LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Kent Johnson a financial advisor?
Yes. Kent Johnson has a current investment-adviser registration in Connecticut, through RB Capital Management since May 2022.
How many years of experience does Kent Johnson have?
Kent Johnson has 19 years in the financial industry, since April 2007, across 6 adviser firms.
What exams has Kent Johnson passed?
Kent Johnson has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in June 1999. FINRA credited Kent Johnson with the SIE, which began in October 2018.
Where did Kent Johnson work before RB Capital Management?
Before RB Capital Management, Kent Johnson was registered through Gyl Financial Synergies, LLC, January 2019 to May 2022; Resnick Advisors, March 2015 to January 2019; Strategic Advisers, Inc., August 2008 to March 2015; Clearbridge Advisors, LLC, December 2005 to January 2007; Citigroup Global Markets Inc., September 2005 to December 2005.
Where is Kent Johnson based?
Kent Johnson’s registered office is in Weston, CT.
Is Kent Johnson registered with FINRA?
No. Kent Johnson has no current broker registration.
Is Kent Johnson a CFP?
RB Capital Management lists Kent Johnson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kent Johnson’s record?
Search CRD 3230312 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kent Johnson’s full registration record.
