Kent Haueter has been an investment adviser representative at Harold W. Dance since February 2006, and is not listed among the firm’s executive officers or direct owners. Kent Haueter holds a Bachelor of Science from Utah State University and a Master of Business Administration from Utah State University.
Harold W. Dance Inc. is a Logan, UT firm with $158M under management, 306 clients and 8 advisers in one office, as of its August 2026 filing.
Kent Haueter joined Harold Dance Investments in 2006. He began his career with the brokerage firm E.F. Hutton and has more than 40 years of experience in the financial planning industry. He served two years of active duty as an officer in the U.S. Army, followed by six years in the Army Reserve and National Guard.
Kent Haueter’s longest registration is the current one, 20 years at Harold W. Dance since 2006. Before joining Harold W. Dance in 2006, Kent Haueter was registered through Zions Direct, Inc. and Salomon Smith Barney Inc.
- Zions Direct, Inc.– · 2 yearsLogan, UT · Adviser representative · Firm CRD 17776
- Salomon Smith Barney Inc.– · 3 yearsLogan, UT · Adviser representative · Firm CRD 7059
Professional designations
Listed by Harold W. Dance
- Certified Financial Planner™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Kent Haueter is registered as an investment adviser representative in Utah, since February 2006.
- UtahSince 13 February 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 September 1992 |
| Series 3 | National Commodity Futures Examination | 12 January 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 1982 |
| Series 7 | General Securities Representative Examination | 21 August 1982 |
| Series 1 | Registered Representative Examination | 1 September 1977 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- Kent B Haueter
- CRD
- 843840
- Firm
- Harold W. Dance · CRD 1582
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1982
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- harolddance.com
Where does Kent Haueter work?
Kent Haueter is an investment adviser representative registered through Harold W. Dance Inc. since February 2006, and is not listed among the firm’s executive officers or direct owners.
Is Kent Haueter a financial advisor?
Yes. Kent Haueter has a current investment-adviser registration in Utah, through Harold W. Dance since February 2006.
How many years of experience does Kent Haueter have?
Kent Haueter has 43 years in the financial industry, since November 1982, across 3 adviser firms.
What exams has Kent Haueter passed?
Kent Haueter has passed 5 licensing exams: the Series 1, Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 1, was passed in September 1977. FINRA credited Kent Haueter with the SIE, which began in October 2018.
Where did Kent Haueter work before Harold W. Dance?
Before Harold W. Dance, Kent Haueter was registered through Zions Direct, Inc., February 2003 to February 2006; Salomon Smith Barney Inc., December 1998 to December 2002.
Is Kent Haueter registered with FINRA?
Yes. Kent Haueter has a current broker registration, under CRD 843840.
Source: FINRA BrokerCheck
Is Kent Haueter a CFP?
Harold W. Dance lists Kent Haueter with the CFP credential (“Certified Financial Planner™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kent Haueter’s record?
Search CRD 843840 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kent Haueter’s full registration record.