Kenneth Newberry has been an investment adviser representative at Crux Wealth Advisors since August 2024, and is not listed among the firm’s executive officers or direct owners.
Crux Wealth Advisors is a Long Beach, CA firm with $548M under management, 676 clients and 11 advisers across 5 offices, as of its August 2026 filing.
Ken Newberry is a Wealth Advisor at Crux Wealth Advisors. He began as a financial advisor in the firm's Torrance, California office and established a new branch in Stevenson Ranch, California. Before Crux he was a financial advisor for 13 years with Waddell & Reed.
Kenneth Newberry’s longest registration was 8 years at Waddell & Reed (2011–2020). Before joining Crux Wealth Advisors in 2024, Kenneth Newberry was registered through Raymond James Financial Services Advisors, Inc and Waddell & Reed.
- Crux Wealth AdvisorsCurrent– present · 2 yearsStevenson Ranch, CA · Adviser representative · Firm CRD 330731
- Raymond James Financial Services Advisors, Inc– · 4 yearsLong Beach, CA · Adviser representative · Firm CRD 149018
- Waddell & Reed– · 8 yearsSherman Oaks, CA · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Kenneth Newberry is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 23 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 5 May 2011 |
| Series 66 | Uniform Combined State Law Examination | 28 January 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 April 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kenneth William Newberry
- CRD
- 3195833
- Firm
- Crux Wealth Advisors · CRD 330731
- Office
- 25101 The Old Road, Ste 114, Stevenson Ranch, CA 91381
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cruxwealth.com
Where does Kenneth Newberry work?
Kenneth Newberry is an investment adviser representative registered through Crux Wealth Advisors since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Newberry a financial advisor?
Yes. Kenneth Newberry has a current investment-adviser registration in California, through Crux Wealth Advisors since August 2024.
How many years of experience does Kenneth Newberry have?
Kenneth Newberry has 16 years in the financial industry, since December 2009, across 3 adviser firms.
What exams has Kenneth Newberry passed?
Kenneth Newberry has passed 3 licensing exams: the Series 63, Series 66 and Series 7. The earliest, the Series 63, was passed in April 1999. FINRA credited Kenneth Newberry with the SIE, which began in October 2018.
Where did Kenneth Newberry work before Crux Wealth Advisors?
Before Crux Wealth Advisors, Kenneth Newberry was registered through Raymond James Financial Services Advisors, Inc, January 2020 to August 2024; Waddell & Reed, May 2011 to January 2020.
Where is Kenneth Newberry based?
Kenneth Newberry’s registered office is in Stevenson Ranch, CA.
Is Kenneth Newberry registered with FINRA?
Yes. Kenneth Newberry has a current broker registration, under CRD 3195833.
Source: FINRA BrokerCheck
How can I verify Kenneth Newberry’s record?
Search CRD 3195833 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Newberry’s full registration record.