Kenneth Mason has been Member, Senior Financial Planner of Mason & Associates since January 2020, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Mason & Associates, LLC is a Newport News, VA firm with $471M under management, 414 clients and 7 advisers across 8 offices, as of its August 2026 filing.
Kenneth T. Mason is Partner and Senior Financial Planner of Mason & Associates. He began his financial planning career in 1990 and is the firm's long-term care planning specialist. He works with federal employees on benefits including CSRS/FERS and military benefits, and served in the United States Air Force.
Kenneth Mason’s longest registration was 16 years at Centaurus Financial, Inc. (2004–2020). Before joining Mason & Associates in 2020, Kenneth Mason was registered through Centaurus Financial, Inc. and Axa Advisors, LLC.
- Mason & Associates, LLCCurrent– present · 6 yearsNewport News, VA · Adviser representative · Firm CRD 307206
- Centaurus Financial, Inc.– · 16 yearsNewport News, VA · Adviser representative · Firm CRD 30833
- Axa Advisors, LLC– · 2 yearsHampton, VA · Adviser representative · Firm CRD 6627
Professional designations
Listed by Mason & Associates
- Long-Term Care Insurance Strategist (LTCIS)
- Retirement Income Certified Professional (RICP®)
Investment adviser representative registrations
Kenneth Mason is registered as an investment adviser representative in 2 states. Each was approved in September 2020.
- TexasSince 4 September 2020
- VirginiaSince 4 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 May 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 February 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 June 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kenneth Tod Mason
- CRD
- 2062196
- Firm
- Mason & Associates · CRD 307206
- Role
- Member, Senior Financial Planner
- Office
- 2 BAYPORT WAY, SUITE 110, Newport News, VA 23606
- Registration
- Investment adviser registration
- In the industry since
- July 1990
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- masonllc.net
Where does Kenneth Mason work?
Kenneth Mason has been Member, Senior Financial Planner of Mason & Associates, LLC since January 2020.
Is Kenneth Mason a financial advisor?
Yes. Kenneth Mason has a current investment-adviser registration in Texas and Virginia, through Mason & Associates since September 2020.
How many years of experience does Kenneth Mason have?
Kenneth Mason has 36 years in the financial industry, since July 1990, across 3 adviser firms.
What exams has Kenneth Mason passed?
Kenneth Mason has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in June 1990. FINRA credited Kenneth Mason with the SIE, which began in October 2018.
Where did Kenneth Mason work before Mason & Associates?
Before Mason & Associates, Kenneth Mason was registered through Axa Advisors, LLC, June 2001 to August 2003.
Where is Kenneth Mason based?
Kenneth Mason’s registered office is in Newport News, VA.
Is Kenneth Mason registered with FINRA?
No. Kenneth Mason has no current broker registration.
How can I verify Kenneth Mason’s record?
Search CRD 2062196 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Mason’s full registration record.
