Role at Nisa Investment Advisors
- Title on Schedule A
- Managing Director, Portfolio Management
- Control
- Kenneth Lester is a control person of Nisa Investment Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Kenneth Lester has held the filed role since October 2012.
The firm
Form ADV filed 26 March 2026
Career on record
- Passed Series 3 · 1993
- Passed Series 63 · 1988
- Passed Series 7 · 1987
Registrations and exams
No current adviser or broker registration. Kenneth Lester has passed 3 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 April 1988 |
| Series 3 | National Commodity Futures Examination | 17 September 1993 |
| Series 7 | General Securities Representative Examination | 16 May 1987 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Kenneth Lloyd Lester
- CRD
- 1674086
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Kenneth Lester work?
Kenneth Lester has been Managing Director, Portfolio Management of Nisa Investment Advisors, LLC since October 2012, and is a control person of the firm.
Does Kenneth Lester have a current investment-adviser registration?
Kenneth Lester has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Kenneth Lester passed?
Kenneth Lester has passed 3 licensing exams: the Series 7, Series 63 and Series 3. The earliest, the Series 7, was passed in May 1987.
Where was Kenneth Lester previously registered as an investment adviser?
Kenneth Lester has past investment-adviser registrations through Nisa Investment Advisors, LLC, November 1997 to October 2025, across 1 firm.
Leadership at Nisa Investment Advisors
- David EichhornChief Executive Officer & Head of Investment Strategies
- Matthew ByronChief Operating Officer
- Richard DolsonChief Compliance Officer
- Mark FolkinsChief Administrative Officer
- Cheryl HansonManaging Director, Client Services
- Anthony PopeManaging Director, Portfolio Management
- Richard RatkowskiDirector, Investment Strategies
- Bella SanevichManaging Director, Corporate Governance and Legal