Kenneth Kirkeby has been an investment adviser representative at Lombard Advisers since September 2020, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Kenneth Kirkeby’s longest registration was 9 years at Thornhill Securities, Inc. (2009–2019). Before joining Lombard Advisers in 2020, Kenneth Kirkeby was registered through Private Client Services, LLC and Thornhill Securities, Inc.
- – present · 6 yearsBridgeport, TX · Adviser representative · Firm CRD 108231
- Private Client Services, LLC– · 1 yearBridgeport, TX · Adviser representative · Firm CRD 120222
- Thornhill Securities, Inc.– · 9 yearsBridgeport, TX · Adviser representative · Firm CRD 22333
- LPL Financial Corporation– · under a yearDecatur, TX · Adviser representative · Firm CRD 6413
- Next Financial Group, Inc.– · 2 yearsChester, NJ · Adviser representative · Firm CRD 46214
- Wachovia Securities Financial Network, LLC– · under a yearChester, NJ · Adviser representative · Firm CRD 11025
- Raymond James Financial Services– · 3 yearsChester, NJ · Adviser representative · Firm CRD 6694
- RBC Dain Rauscher Inc.– · under a yearMorristown, NJ · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Kenneth Kirkeby is registered as an investment adviser representative in Texas, since September 2020.
- TexasSince 9 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 May 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 April 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 February 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 March 1984 |
| Series 7 | General Securities Representative Examination | 19 March 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth Raymond Kirkeby
- CRD
- 1051705
- Firm
- Lombard Advisers · CRD 108231
- Office
- 1111 Halsell Street, Bridgeport, TX 76426
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kenneth Kirkeby work?
Kenneth Kirkeby is an investment adviser representative registered through Lombard Advisers Incorporated since September 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Kirkeby a financial advisor?
Yes. Kenneth Kirkeby has a current investment-adviser registration in Texas, through Lombard Advisers since September 2020.
How many years of experience does Kenneth Kirkeby have?
Kenneth Kirkeby has 43 years in the financial industry, since June 1983, across 8 adviser firms.
What exams has Kenneth Kirkeby passed?
Kenneth Kirkeby has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 10 and Series 9. The earliest, the Series 7, was passed in March 1983. FINRA credited Kenneth Kirkeby with the SIE, which began in October 2018.
Where did Kenneth Kirkeby work before Lombard Advisers?
Before Lombard Advisers, Kenneth Kirkeby was registered through Private Client Services, LLC, March 2019 to August 2020; Thornhill Securities, Inc., June 2009 to March 2019; LPL Financial Corporation, May 2008 to March 2009; Next Financial Group, Inc., May 2006 to June 2008; Wachovia Securities Financial Network, LLC, April 2006 to May 2006; Raymond James Financial Services, February 2003 to May 2006; RBC Dain Rauscher Inc., May 2002 to February 2003.
Where is Kenneth Kirkeby based?
Kenneth Kirkeby’s registered office is in Bridgeport, TX.
Is Kenneth Kirkeby registered with FINRA?
Yes. Kenneth Kirkeby has a current broker registration, under CRD 1051705.
Source: FINRA BrokerCheck
How can I verify Kenneth Kirkeby’s record?
Search CRD 1051705 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Kirkeby’s full registration record.