Kenneth Beach has been an investment adviser representative at Cascade Investment Group since January 1999, and is not listed among the firm’s executive officers or direct owners.
Cascade Investment Group, Inc. is a Colorado Springs, CO firm with $420M under management, 623 clients and 4 advisers in one office, as of its March 2026 filing.
Kenneth M. Beach is Co-founder and Managing Director of Cascade Investment Group. He has a 45-year career in financial services and co-founded the firm to build a practice focused on relationships rather than transactions.
Investment adviser representative registrations
Kenneth Beach is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 1999; the most recent is Texas, in November 2018.
- ColoradoSince 1 January 1999
- TexasResidentSince 20 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 15 February 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 January 2000 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 28 January 1997 |
| Series 3 | National Commodity Futures Examination | 27 June 1985 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 7 May 1984 |
| Series 5 | Interest Rate Options Examination | 21 November 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1980 |
| Series 7 | General Securities Representative Examination | 17 May 1980 |
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth Michael Beach
- CRD
- 708700
- Firm
- Cascade Investment Group · CRD 35844
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1980
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- ciginc.net
Where does Kenneth Beach work?
Kenneth Beach is an investment adviser representative registered through Cascade Investment Group, Inc. since January 1999, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Beach a financial advisor?
Yes. Kenneth Beach has a current investment-adviser registration in Colorado and Texas, through Cascade Investment Group since January 1999.
How many years of experience does Kenneth Beach have?
Kenneth Beach has 46 years in the financial industry, since May 1980, across 1 adviser firm.
What exams has Kenneth Beach passed?
Kenneth Beach has passed 12 licensing exams: the Series 7, Series 63, Series 5, Series 8, Series 3, Series 28, Series 65, Series 53, Series 10, Series 9, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in May 1980. FINRA credited Kenneth Beach with the SIE, which began in October 2018.
Is Kenneth Beach registered with FINRA?
Yes. Kenneth Beach has a current broker registration, under CRD 708700.
Source: FINRA BrokerCheck
How can I verify Kenneth Beach’s record?
Search CRD 708700 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Beach’s full registration record.
