Scott Rethi has been Chief Compliance Officer of Cascade Investment Group since May 2025, is not listed as a control person, but directly owns under 5% of the firm.
Cascade Investment Group, Inc. is a Colorado Springs, CO firm with $420M under management, 623 clients and 4 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Scott Rethi’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 23 April 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 August 2018 |
| Series 7 | General Securities Representative Examination | 24 October 2016 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Alexander Rethi
- CRD
- 6524212
- Firm
- Cascade Investment Group · CRD 35844
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Rethi work?
Scott Rethi has been Chief Compliance Officer of Cascade Investment Group, Inc. since May 2025.
Does Scott Rethi have a current investment-adviser registration?
Scott Rethi has a current broker registration and no current investment-adviser registration.
What exams has Scott Rethi passed?
Scott Rethi has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in October 2016. FINRA credited Scott Rethi with the SIE, which began in October 2018.
Is Scott Rethi registered with FINRA?
Yes. Scott Rethi has a current broker registration, under CRD 6524212.
Source: FINRA BrokerCheck
How can I verify Scott Rethi’s record?
Search CRD 6524212 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Rethi’s full registration record.
