Kendra Carano has been an investment adviser representative at Success Wealth Management since March 2020, and is not listed among the firm’s executive officers or direct owners.
Success Wealth Management LLC is a Wexford, PA firm with $110M under management, 821 clients and 15 advisers across 15 offices, as of its September 2026 filing.
Investment adviser representative registrations
Kendra Carano is registered as an investment adviser representative in 2 states. The first approvals date from March 2020; the most recent is Florida, in December 2020.
- FloridaSince 21 December 2020
- Rhode IslandSince 2 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 January 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 23 May 2022 |
| SIE | Securities Industry Essentials Examination | 23 October 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6638291
- Firm
- Success Wealth Management · CRD 299094
- Registration
- Investment adviser registration
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Kendra Carano work?
Kendra Carano is an investment adviser representative registered through Success Wealth Management LLC since March 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kendra Carano a financial advisor?
Yes. Kendra Carano has a current investment-adviser registration in Florida and Rhode Island, through Success Wealth Management since March 2020.
How many years of experience does Kendra Carano have?
Kendra Carano has 6 years in the financial industry, since March 2020, across 1 adviser firm.
What exams has Kendra Carano passed?
Kendra Carano has passed 4 licensing exams: the Series 65, SIE, Series 6TO and Series 63. The earliest, the Series 65, was passed in March 2020.
Is Kendra Carano registered with FINRA?
No. Kendra Carano has no current broker registration.
How can I verify Kendra Carano’s record?
Search CRD 6638291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kendra Carano’s full registration record.
