Brian Goldman has been Managing Member & Chief Compliance Officer of Success Wealth Management since July 2018, is a control person of the firm and directly owns 75% or more of it. Brian Goldman holds a Bachelor's degree from the University of Pittsburgh and a Master's degree from California University of Pennsylvania.
Success Wealth Management LLC is a Wexford, PA firm with $110M under management, 821 clients and 15 advisers across 15 offices, as of its September 2026 filing.
Brian Goldman is Owner/Investment Adviser Representative of Success Wealth Management, based in Western Pennsylvania. Goldman moved into financial services from a career in sports public relations, where he worked in the NHL and in college athletics.
- – present · 7 yearsWexford, PA · Adviser representative · Firm CRD 299094
Investment adviser representative registrations
Brian Goldman is registered as an investment adviser representative in 2 states. The first approvals date from January 2019; the most recent is Texas, in October 2019.
- PennsylvaniaSince 11 January 2019
- TexasSince 9 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 26 November 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 January 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 September 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Marc Goldman
- CRD
- 5759453
- Firm
- Success Wealth Management · CRD 299094
- Role
- Managing Member & Chief Compliance Officer
- Office
- 11676 PERRY HIGHWAY, SUITE 1207, Wexford, PA 15090
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- successwealth.org
Where does Brian Goldman work?
Brian Goldman has been Managing Member & Chief Compliance Officer of Success Wealth Management LLC since July 2018, and is a control person of the firm.
Is Brian Goldman a financial advisor?
Yes. Brian Goldman has a current investment-adviser registration in Pennsylvania and Texas, through Success Wealth Management since January 2019.
How many years of experience does Brian Goldman have?
Brian Goldman has 12 years in the financial industry, since November 2013, across 1 adviser firm.
What exams has Brian Goldman passed?
Brian Goldman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in September 2012. FINRA credited Brian Goldman with the SIE, which began in October 2018.
Where is Brian Goldman based?
Brian Goldman’s registered office is in Wexford, PA.
Is Brian Goldman registered with FINRA?
No. Brian Goldman has no current broker registration.
How can I verify Brian Goldman’s record?
Search CRD 5759453 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Goldman’s full registration record.