Keith Warmbein has been an investment adviser representative at Guardian Wealth Partners since April 2022, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Keith Warmbein’s longest registration was 16 years at Primesolutions Advisors, LLC (2001–2017). Before joining Guardian Wealth Partners in 2022, Keith Warmbein was registered through Carnegie Investment Counsel and Primesolutions Advisors, LLC.
- – present · 4 yearsPittsburgh, PA · Adviser representative · Firm CRD 310203
- Carnegie Investment Counsel– · 6 yearsPittsburgh, PA · Adviser representative · Firm CRD 150488
- Primesolutions Advisors, LLC– · 16 yearsPittsburgh, PA · Adviser representative · Firm CRD 110085
Investment adviser representative registrations
Keith Warmbein is registered as an investment adviser representative in Pennsylvania, since April 2022.
- PennsylvaniaSince 1 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 March 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 May 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Keith Paul Warmbein
- CRD
- 2341336
- Firm
- Guardian Wealth Partners · CRD 310203
- Office
- 244 Blvd. of the Allies, Pittsburgh, PA 15222
- Registration
- Investment adviser registration
- In the industry since
- April 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Keith Warmbein work?
Keith Warmbein is an investment adviser representative registered through Guardian Wealth Partners, LLC since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Keith Warmbein a financial advisor?
Yes. Keith Warmbein has a current investment-adviser registration in Pennsylvania, through Guardian Wealth Partners since April 2022.
How many years of experience does Keith Warmbein have?
Keith Warmbein has 25 years in the financial industry, since April 2001, across 3 adviser firms.
What exams has Keith Warmbein passed?
Keith Warmbein has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in May 1993.
Where did Keith Warmbein work before Guardian Wealth Partners?
Before Guardian Wealth Partners, Keith Warmbein was registered through Primesolutions Advisors, LLC, April 2001 to April 2017.
Where is Keith Warmbein based?
Keith Warmbein’s registered office is in Pittsburgh, PA.
Is Keith Warmbein registered with FINRA?
No. Keith Warmbein has no current broker registration.
How can I verify Keith Warmbein’s record?
Search CRD 2341336 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Warmbein’s full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Nancy DeRussoElected Member
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations