Keith Storms has been Vice President, Chief Compliance Officer, and Financial Advisor of Storms & Rowdon Financial Services since March 2025, is a control person of the firm and directly owns between 50% and 75% of it. Keith Storms studied at Furman University.
Storms & Rowdon Financial Services, Inc. is an Ormond Beach, FL firm with $141M under management, 228 clients and 3 advisers in one office, as of its July 2026 filing.
Keith Storms is Financial Advisor & CCO of Storms & Rowdon Financial Services Inc., based in Ormond Beach, FL. He began his career in 1986 with Dean Witter/Morgan Stanley. After 21 years with Morgan Stanley, Storms and his partner left the firm and established a brokerage firm in Ormond Beach. Storms has 40 years in the financial industry.
Keith Storms’ longest registration was 16 years at Morgan Stanley (1991–2007). Before joining Storms & Rowdon Financial Services in 2025, Keith Storms was registered through Stonex Advisors Inc. and Sterne Agee Asset Management, Inc.
- – present · 1 yearOrmond Beach, FL · Adviser representative · Firm CRD 334690
- Stonex Advisors Inc.– · 8 yearsOrmond Beach, FL · Adviser representative · Firm CRD 174182
- Sterne Agee Asset Management, Inc.– · 4 yearsOrmond Beach, FL · Adviser representative · Firm CRD 130888
- Wells Fargo Advisors Financial Network, LLC– · 4 yearsOrmond Beach, FL · Adviser representative · Firm CRD 11025
- Morgan Stanley– · 16 yearsOrmond Beach, FL · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Keith Storms is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in March 2025.
- FloridaSince 26 March 2025
- TexasResidentSince 24 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 13 June 2007 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 7 June 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 January 2007 |
| Series 31 | Futures Managed Funds Examination | 6 February 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 May 1986 |
| Series 7 | General Securities Representative Examination | 19 April 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Keith John Storms
- CRD
- 1482504
- Firm
- Storms & Rowdon Financial Services · CRD 334690
- Role
- Vice President, Chief Compliance Officer, and Financial Advisor
- Office
- 1230 U.S. HIGHWAY 1, STE 5, Ormond Beach, FL 32174
- Registration
- Investment adviser registration
- In the industry since
- April 1986
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stormsandrowdon.com
Where does Keith Storms work?
Keith Storms has been Vice President, Chief Compliance Officer, and Financial Advisor of Storms & Rowdon Financial Services, Inc. since March 2025, and is a control person of the firm.
Is Keith Storms a financial advisor?
Yes. Keith Storms has a current investment-adviser registration in Florida and Texas, through Storms & Rowdon Financial Services since March 2025.
How many years of experience does Keith Storms have?
Keith Storms has 40 years in the financial industry, since April 1986, across 5 adviser firms.
What exams has Keith Storms passed?
Keith Storms has passed 6 licensing exams: the Series 7, Series 63, Series 31, Series 65, Series 9 and Series 10. The earliest, the Series 7, was passed in April 1986. FINRA credited Keith Storms with the SIE, which began in October 2018.
Where did Keith Storms work before Storms & Rowdon Financial Services?
Before Storms & Rowdon Financial Services, Keith Storms was registered through Sterne Agee Asset Management, Inc., December 2011 to June 2016; Wells Fargo Advisors Financial Network, LLC, March 2007 to November 2011; Morgan Stanley, January 1991 to March 2007.
Where is Keith Storms based?
Keith Storms’ registered office is in Ormond Beach, FL.
Is Keith Storms registered with FINRA?
No. Keith Storms has no current broker registration.
How can I verify Keith Storms’ record?
Search CRD 1482504 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Storms’ full registration record.