Keith Stinebaker has been an investment adviser representative at Transce3nd since May 2023, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Keith Stinebaker’s longest registration was 7 years at National Planning Corporation ("NPC of America" in FL & NY) (2009–2017). Before joining Transce3nd in 2023, Keith Stinebaker was registered through Ae Wealth Management, LLC and Kalos Management.
- Ae Wealth Management, LLC– · 1 yearSt Peters, MO · Adviser representative · Firm CRD 282580
- Kalos Management– · 5 yearsEllisville, MO · Adviser representative · Firm CRD 133025
- National Planning Corporation ("NPC of America" in FL & NY)– · 7 yearsHazelwood, MO · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Keith Stinebaker is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in May 2023.
- MissouriSince 26 May 2023
- TexasResidentSince 23 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 3 December 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 April 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 March 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Keith Bernard Stinebaker
- CRD
- 5472713
- Firm
- Transce3nd · CRD 317745
- Office
- 1441 Triad Center Dr, St Peters, MO 63376
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Keith Stinebaker work?
Keith Stinebaker is an investment adviser representative registered through Transce3nd LLC since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Keith Stinebaker a financial advisor?
Yes. Keith Stinebaker has a current investment-adviser registration in Missouri and Texas, through Transce3nd since May 2023.
How many years of experience does Keith Stinebaker have?
Keith Stinebaker has 18 years in the financial industry, since March 2008, across 4 adviser firms.
What exams has Keith Stinebaker passed?
Keith Stinebaker has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in March 2008. FINRA credited Keith Stinebaker with the SIE, which began in October 2018.
Where did Keith Stinebaker work before Transce3nd?
Before Transce3nd, Keith Stinebaker was registered through Kalos Management, July 2017 to August 2022; National Planning Corporation ("NPC of America" in FL & NY), September 2009 to July 2017.
Where is Keith Stinebaker based?
Keith Stinebaker’s registered office is in St Peters, MO.
Is Keith Stinebaker registered with FINRA?
Yes. Keith Stinebaker has a current broker registration, under CRD 5472713.
Source: FINRA BrokerCheck
How can I verify Keith Stinebaker’s record?
Search CRD 5472713 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Keith Stinebaker’s full registration record.
