Keith Marks is a control person of F L Putnam Investment Management and directly owns under 5% of it.
F L Putnam Investment Management is an investment adviser based in Lynnfield, MA, registered with the SEC since 1984. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $9.72 billion, as filed on 19 August 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7656944
- Firm
- F L Putnam Investment Management · CRD 106223
- Role
- Chief Compliance Officer
- In role since
- October 2025 · 1 year
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Lynnfield, MA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Keith Marks work?
Keith Marks has been Chief Compliance Officer of F L Putnam Investment Management Co. since October 2025, and is a control person of the firm.
How can I verify Keith Marks’ record?
Keith Marks’ role is listed on F L Putnam Investment Management Co.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106223.
- Reed ManningPresident, Chief Executive Officer, Director
- Margaret BarneyTrustee of Margaret Wilson Putnam Trust (Tax Id Number Ending in 03)
- Ellen FlahertyDirector, Clerk, SR. VP, COO
- Alan GosuleDirector
- Meredith LepperDirector
- Richard OsterbergDirector, Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending 01, 02, 03, 07), Executor Estate of David Putnam
- John PutnamTrustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending in 01, 02, 03)
- Yvette PutnamExecutor of Estate of David Putnam, Trustee of Margaret Wilson Putnam Trust (Tax Id Number Ending in 07)
- Susanne StaufferDirector
- Connor StewartDirector
- Michael TimmermansChief Legal Officer
- Russell ValdezDirector