John Putnam has been Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending in 01, 02, 03) of F L Putnam Investment Management since June 2026, is not listed as a control person, but directly owns under 5% of the firm.
F L Putnam Investment Management Co. is a Lynnfield, MA firm with $9.72B under management, 3,054 clients and 90 advisers across 15 offices, as of its August 2026 filing.
- Raymond James Financial Services Advisors, IncAlso current– present · 13 yearsAdviser representative · Firm CRD 149018
Investment adviser representative registrations
John Putnam is registered as an investment adviser representative in 2 states. The first approvals date from November 2012; the most recent is Maine, in February 2014.
- FloridaSince 5 November 2012
- MaineSince 3 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 April 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 1980 |
| Series 4 | Registered Options Principal Examination | 8 November 1975 |
| Series 00 | General Securities Principal Examination | 29 October 1968 |
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Full name
- John Stephen Putnam
- CRD
- 369059
- Firm
- F L Putnam Investment Management · CRD 106223
- Role
- Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending in 01, 02, 03)
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1968
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Putnam work?
John Putnam has been Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending in 01, 02, 03) of F L Putnam Investment Management Co. since June 2026.
Is John Putnam a financial advisor?
Yes. John Putnam has a current investment-adviser registration in Florida and Maine.
How many years of experience does John Putnam have?
John Putnam has 57 years in the financial industry, since December 1968, across 1 adviser firm.
What exams has John Putnam passed?
John Putnam has passed 8 licensing exams: the Series 00, Series 4, Series 63, Series 65, Series 24, Series 53, Series 7TO and Series 52TO. The earliest, the Series 00, was passed in October 1968. FINRA credited John Putnam with the SIE, which began in October 2018.
Is John Putnam registered with FINRA?
Yes. John Putnam has a current broker registration, under CRD 369059.
Source: FINRA BrokerCheck
How can I verify John Putnam’s record?
Search CRD 369059 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Putnam’s full registration record.
- Reed ManningPresident, Chief Executive Officer, Director
- Keith MarksChief Compliance Officer
- Margaret BarneyTrustee of Margaret Wilson Putnam Trust (Tax Id Number Ending in 03)
- Ellen FlahertyDirector, Clerk, SR. VP, COO
- Alan GosuleDirector
- Meredith LepperDirector
- Richard OsterbergDirector, Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending 01, 02, 03, 07), Executor Estate of David Putnam
- Yvette PutnamExecutor of Estate of David Putnam, Trustee of Margaret Wilson Putnam Trust (Tax Id Number Ending in 07)
- Susanne StaufferDirector
- Connor StewartDirector
- Michael TimmermansChief Legal Officer
- Russell ValdezDirector