Career
Katie Hellmann has been Chief Compliance Officer and Senior Vice President of Brighthouse Investment Advisers since March 2023. Katie Hellmann is a control person of the firm and directly owns under 5% of it.
Brighthouse Investment Advisers, LLC is a Charlotte, NC firm with $133B under management, 5,705 clients and 10 advisers in one office, as of its March 2026 filing.
- Edward Jones– · 7 yearsSt Louis, MO · Adviser representative · Firm CRD 250
- Edward Jones– · under a yearNashville, TN · Adviser representative · Firm CRD 250
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 82TO | Limited Representative-Private Securities Offerings | 18 April 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 December 2016 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 22 November 2016 |
| Series 24 | General Securities Principal Examination | 31 October 2016 |
| Series 66 | Uniform Combined State Law Examination | 27 May 2015 |
| Series 7 | General Securities Representative Examination | 27 April 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 2005 |
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Katie Elizabeth Hellmann
- CRD
- 4839278
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Katie Hellmann work?
Katie Hellmann has been Chief Compliance Officer and Senior Vice President of Brighthouse Investment Advisers, LLC since March 2023, and is a control person of the firm.
Does Katie Hellmann have a current investment-adviser registration?
Katie Hellmann has a current broker registration and no current investment-adviser registration.
What exams has Katie Hellmann passed?
Katie Hellmann has passed 7 licensing exams: the Series 63, Series 7, Series 66, Series 24, Series 10, Series 9 and Series 82TO. The earliest, the Series 63, was passed in June 2005. FINRA credited Katie Hellmann with the SIE, which began in October 2018.
Where was Katie Hellmann previously registered as an investment adviser?
Katie Hellmann has past investment-adviser registrations through Edward Jones, May 2015 to June 2022; Edward Jones, July 2009 to February 2010, across 1 firm.
Leadership at Brighthouse Investment Advisers
- Kristi SlavinPresident, Chief Executive Officer and Chair of the Board of Managers
- Anna KoskaVice President and Member of the Board of Managers
- Alan OtisExecutive Vice President and Member of the Board of Managers
- Terrence SantrySenior Vice President and Treasurer
- Thomas WattersonExecutive Vice President, Chief Legal Officer, Secretary and Member of the Board of Managers