Kathryn Swan has been an investment adviser representative at Blakely Walters Wealth Management since June 2023, and is not listed among the firm’s executive officers or direct owners. Kathryn Swan holds a Bachelor's degree in Accounting from Grand Canyon University.
Blakely Walters Wealth Management LLC is a Scottsdale, AZ firm with $174M under management, 314 clients and 5 advisers in one office, as of its April 2026 filing.
Kathryn Swan is Wealth Manager of Blakely Walters Wealth Management. She builds financial plans with eMoney, including what-if scenarios, as part of guiding clients through the financial planning process. Swan began her career at the firm as a Paraplanner before moving into the Wealth Manager role in 2022.
Kathryn Swan’s longest registration is the current one, 3 years at Blakely Walters Wealth Management since 2023. Before joining Blakely Walters Wealth Management in 2023, Kathryn Swan was registered through Next Financial Group, Inc.
- LPL Financial LLCAlso current– present · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 6413
- – present · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 324410
- Next Financial Group, Inc.– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 46214
Professional designations
Listed by Blakely Walters Wealth Management
- CFP®
Investment adviser representative registrations
Kathryn Swan is registered as an investment adviser representative in 2 states. Each was approved in June 2023.
- ArizonaSince 26 June 2023
- TexasSince 9 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 November 2022 |
| Series 7TO | General Securities Representative Examination | 1 September 2022 |
| SIE | Securities Industry Essentials Examination | 21 March 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7373127
- Firm
- Blakely Walters Wealth Management · CRD 324410
- Office
- 3333 N HAYDEN ROAD, Scottsdale, AZ 85251
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- blakelywalters.com
Where does Kathryn Swan work?
Kathryn Swan is an investment adviser representative registered through Blakely Walters Wealth Management LLC since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Kathryn Swan a financial advisor?
Yes. Kathryn Swan has a current investment-adviser registration in Arizona and Texas, through Blakely Walters Wealth Management since June 2023.
How many years of experience does Kathryn Swan have?
Kathryn Swan has 4 years in the financial industry, since August 2022, across 3 adviser firms.
What exams has Kathryn Swan passed?
Kathryn Swan has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2022.
Where is Kathryn Swan based?
Kathryn Swan’s registered office is in Scottsdale, AZ.
Is Kathryn Swan registered with FINRA?
Yes. Kathryn Swan has a current broker registration, under CRD 7373127.
Source: FINRA BrokerCheck
Is Kathryn Swan a CFP?
Blakely Walters Wealth Management lists Kathryn Swan with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Kathryn Swan’s record?
Search CRD 7373127 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kathryn Swan’s full registration record.
