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No current adviser or broker registrationUpdated

Kent Keister is CCO of Blakely Walters Wealth Management LLC, a Scottsdale investment adviser managing $174M. Kent Keister has past investment-adviser registrations through 3 firms and has passed 5 licensing exams.

3
Past adviser firms
5
Licensing exams

From the IAPD record, checked 22 October 2026SEC record

Career

Kent Keister has been CCO of Blakely Walters Wealth Management since April 2026, is a control person of the firm and directly owns under 5% of it.

Blakely Walters Wealth Management LLC is a Scottsdale, AZ firm with $174M under management, 314 clients and 5 advisers in one office, as of its April 2026 filing.

Kent Keister’s longest registration was 7 years at LPL Financial LLC (2010–2018).

  1. Budros, Ruhlin & Roe, Inc.
    – · 2 years
    Columbus, OH · Adviser representative · Firm CRD 106536
  2. LPL Financial LLC
    – · 7 years
    San Diego, CA · Adviser representative · Firm CRD 6413
  3. LPL Financial Corporation
    – · 2 years
    Boston, MA · Adviser representative · Firm CRD 6413
  4. Chase Investment Services Corp.
    – · under a year
    Columbus, OH · Adviser representative · Firm CRD 25574

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 5121 December 2009
Name
Municipal Fund Securities Principal Examination
Series 6623 June 2006
Name
Uniform Combined State Law Examination
Series 2423 December 2005
Name
General Securities Principal Examination
Series 721 November 2005
Name
General Securities Representative Examination
Series 614 October 2003
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Kent Dillon Keister
CRD
4696243
Role
CCO
Registration
No current adviser or broker registration
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Kent Keister work?

Kent Keister has been CCO of Blakely Walters Wealth Management LLC since April 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 April 2026

Does Kent Keister have a current investment-adviser registration?

Kent Keister has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 22 October 2026

What exams has Kent Keister passed?

Kent Keister has passed 5 licensing exams: the Series 6, Series 7, Series 24, Series 66 and Series 51. The earliest, the Series 6, was passed in October 2003. FINRA credited Kent Keister with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where was Kent Keister previously registered as an investment adviser?

Kent Keister has past investment-adviser registrations through Budros, Ruhlin & Roe, Inc., August 2018 to September 2020; LPL Financial LLC, May 2010 to April 2018; LPL Financial Corporation, October 2006 to June 2009; Chase Investment Services Corp., June 2006 to October 2006, across 3 firms.

Source: IAPD individual record, checked 22 October 2026

Is Kent Keister registered with FINRA?

No. Kent Keister has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Kent Keister’s record?

Search CRD 4696243 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kent Keister’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Blakely Walters Wealth Management

Sources

  1. IAPD individual record, CRD 4696243, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Blakely Walters Wealth Management LLC, filed 27 April 2026. Title, control and ownership bands.