Kathryn Noel has been Investment Advisor Representative of Access Financial Services since January 2008, is not listed as a control person, but directly owns between 10% and 25% of the firm. Kathryn Noel studied at Hamline University.
Access Financial Services, Inc. is a Minneapolis, MN firm with $438M under management, 322 clients and 4 advisers in one office, as of its February 2026 filing.
Kathryn L. Noel is Senior Financial Advisor of Access Financial Services, Inc., based in Bloomington, MN. She has been with the firm since 2002 and has been advising clients since 2008. Her focus areas are individual and family financial planning, physicians, professionals and small business owners, and pre-retirement and retirement planning.
Kathryn Noel’s longest registration is the current one, 12 years at Access Financial Services since 2014. Before joining Access Financial Services in 2014, Kathryn Noel was registered through FSC Securities Corporation.
- – present · 12 yearsMinneapolis, MN · Adviser representative · Firm CRD 115361
- FSC Securities Corporation– · 6 yearsMinneapolis, MN · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Kathryn Noel is registered as an investment adviser representative in Minnesota, since January 2014.
- MinnesotaSince 13 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 March 2008 |
| Series 7 | General Securities Representative Examination | 3 May 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kathryn Lorraine Noel
- CRD
- 4781032
- Firm
- Access Financial Services · CRD 115361
- Role
- Investment Advisor Representative
- Office
- 1650 WEST 82ND STREET, SUITE 850, Minneapolis, MN 55431
- Registration
- Investment adviser registration
- In the industry since
- June 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- accessafs.com
Where does Kathryn Noel work?
Kathryn Noel has been Investment Advisor Representative of Access Financial Services, Inc. since January 2008.
Is Kathryn Noel a financial advisor?
Yes. Kathryn Noel has a current investment-adviser registration in Minnesota, through Access Financial Services since January 2014.
How many years of experience does Kathryn Noel have?
Kathryn Noel has 18 years in the financial industry, since June 2008, across 2 adviser firms.
What exams has Kathryn Noel passed?
Kathryn Noel has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in April 2007. FINRA credited Kathryn Noel with the SIE, which began in October 2018.
Where is Kathryn Noel based?
Kathryn Noel’s registered office is in Minneapolis, MN.
Is Kathryn Noel registered with FINRA?
No. Kathryn Noel has no current broker registration.
How can I verify Kathryn Noel’s record?
Search CRD 4781032 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathryn Noel’s full registration record.
