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Kathryn Haswell

Globalcco at Sona Asset Management (us)

Officer record from the firm’s Form ADVForm ADV filed 9 July 2026

Kathryn Haswell is Globalcco of Sona Asset Management (us) LLC, a New York investment adviser.

Role at Sona Asset Management (us)

Title on Schedule A
Globalcco
Control
Kathryn Haswell is a control person of Sona Asset Management (us).
Ownership
An individual ownership band is not available in the source record.
Tenure
Kathryn Haswell has held the filed role since June 2026.

The firm

Sona Asset Management (us) LLC
New York, NY

Form ADV filed 9 July 2026

$33.5B AUM20 clients31 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Kathryn Haswell is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Kathryn Haswell
CRD
5003023
Firm
Sona Asset Management (us) LLC
Record basis
Form ADV officer listing
Firm bio
sona-am.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Sona identifies Kate Haswell as its Chief Compliance Officer and notes her prior roles at CQS, Chenavari and Brevan Howard. Official firm biography

Education

Credentials and memberships

Common questions

Where does Kathryn Haswell work?

Kathryn Haswell has been Globalcco of Sona Asset Management (us) LLC since June 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 July 2026

Leadership at Sona Asset Management (us)

Sources

  1. IAPD individual lookup, CRD 5003023. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Sona Asset Management (us) LLC, filed 9 July 2026. Title, control and ownership bands.
  3. Sona Asset Management (us) team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kathryn Haswell or Sona Asset Management (us) LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.