Kathleen Valleau has been an investment adviser representative at ShankerValleau Wealth Advisors since February 2020, and is not listed among the firm’s executive officers or direct owners.
Shankervalleau Wealth Advisors, Inc. is a Skokie, IL firm with $645M under management, 208 clients and 6 advisers in one office, as of its March 2026 filing.
- – present · 6 yearsSkokie, IL · Adviser representative · Firm CRD 117527
Investment adviser representative registrations
Kathleen Valleau is registered as an investment adviser representative in Illinois, since February 2020.
- IllinoisSince 13 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kathleen Marie Valleau
- CRD
- 7230032
- Firm
- ShankerValleau Wealth Advisors · CRD 117527
- Office
- 5215 OLD ORCHARD ROAD, SUITE 850, Skokie, IL 60077
- Registration
- Investment adviser registration
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Kathleen Valleau work?
Kathleen Valleau is an investment adviser representative registered through Shankervalleau Wealth Advisors, Inc. since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Valleau a financial advisor?
Yes. Kathleen Valleau has a current investment-adviser registration in Illinois, through ShankerValleau Wealth Advisors since February 2020.
How many years of experience does Kathleen Valleau have?
Kathleen Valleau has 6 years in the financial industry, since February 2020, across 1 adviser firm.
What exams has Kathleen Valleau passed?
Kathleen Valleau passed the Series 65 in January 2020.
Where is Kathleen Valleau based?
Kathleen Valleau’s registered office is in Skokie, IL.
Is Kathleen Valleau registered with FINRA?
No. Kathleen Valleau has no current broker registration.
How can I verify Kathleen Valleau’s record?
Search CRD 7230032 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathleen Valleau’s full registration record.