John Valleau has been President/Chief Compliance Officer of ShankerValleau Wealth Advisors since August 1992, is a control person of the firm and directly owns under 5% of it.
Shankervalleau Wealth Advisors, Inc. is a Skokie, IL firm with $645M under management, 208 clients and 6 advisers in one office, as of its March 2026 filing.
- – present · 28 yearsSkokie, IL · Adviser representative · Firm CRD 117527
Investment adviser representative registrations
John Valleau is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from December 1997; the most recent is Louisiana, in May 2014.
- IllinoisSince 1 December 1997
- LouisianaSince 15 May 2014
- TexasResidentSince 28 October 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 November 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John David Valleau
- CRD
- 2300422
- Firm
- ShankerValleau Wealth Advisors · CRD 117527
- Role
- President/Chief Compliance Officer
- Office
- 5215 Old Orchard Road, Suite 850, Skokie, IL 60077
- Registration
- Investment adviser registration
- In the industry since
- November 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does John Valleau work?
John Valleau has been President/Chief Compliance Officer of Shankervalleau Wealth Advisors, Inc. since August 1992, and is a control person of the firm.
Is John Valleau a financial advisor?
Yes. John Valleau has a current investment-adviser registration in Illinois, Louisiana and Texas, through ShankerValleau Wealth Advisors since December 1997.
How many years of experience does John Valleau have?
John Valleau has 28 years in the financial industry, since November 1997, across 1 adviser firm.
What exams has John Valleau passed?
John Valleau passed the Series 65 in November 1992.
Where is John Valleau based?
John Valleau’s registered office is in Skokie, IL.
Is John Valleau registered with FINRA?
No. John Valleau has no current broker registration.
How can I verify John Valleau’s record?
Search CRD 2300422 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Valleau’s full registration record.