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Kathleen Keating

Chief Compliance Officer and Assistant General Counsel at Voloridge Investment Management

Officer record from the firm’s Form ADVForm ADV filed 30 March 2026

Kathleen Keating is Chief Compliance Officer and Assistant General Counsel of Voloridge Investment Management, LLC, a Jupiter investment adviser.

Role at Voloridge Investment Management

Title on Schedule A
Chief Compliance Officer and Assistant General Counsel
Control
Kathleen Keating is a control person of Voloridge Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kathleen Keating has held the filed role since January 2025.

The firm

Voloridge Investment Management, LLC
Jupiter, FL

Form ADV filed 30 March 2026

$36.2B AUM5 clients14 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Kathleen Keating is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Kathleen Keating
CRD
4586262
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Kathleen Keating serves as Voloridge’s Chief Compliance Officer and Assistant General Counsel, overseeing compliance and regulatory functions. Official firm biography

Education

Common questions

Where does Kathleen Keating work?

Kathleen Keating has been Chief Compliance Officer and Assistant General Counsel of Voloridge Investment Management, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Voloridge Investment Management

Sources

  1. IAPD individual lookup, CRD 4586262. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Voloridge Investment Management, LLC, filed 30 March 2026. Title, control and ownership bands.
  3. Voloridge Investment Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kathleen Keating or Voloridge Investment Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.