Role at Voloridge Investment Management
- Title on Schedule A
- Chief Compliance Officer and Assistant General Counsel
- Control
- Kathleen Keating is a control person of Voloridge Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Kathleen Keating has held the filed role since January 2025.
The firm
Form ADV filed 30 March 2026
Career on record
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Kathleen Keating is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Kathleen Keating
- CRD
- 4586262
- Record basis
- Form ADV officer listing
- Firm bio
- voloridge.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Kathleen Keating serves as Voloridge’s Chief Compliance Officer and Assistant General Counsel, overseeing compliance and regulatory functions. Official firm biography
Education
- B.S. in Business Administration, St. Joseph’s University (NY)Official firm biography
- J.D., New York Law School/Taft School of LawOfficial firm biography
- LL.M. in Corporate Transactions, University of Alabama School of LawOfficial firm biography
Common questions
Where does Kathleen Keating work?
Kathleen Keating has been Chief Compliance Officer and Assistant General Counsel of Voloridge Investment Management, LLC since January 2025, and is a control person of the firm.
Leadership at Voloridge Investment Management
- David VogelManager, Chief Executive Officer, and Chief Scientist
- Barry MillerManager and President
- Kimberly JohnsonChief Financial Officer
- Trevor BowesChief Operating Officer
- Howard HaneyChief Technology Officer
- Kevin JacobsChief Investment Officer
- Mark KampGeneral Counsel
- John SteinChief Marketing Officer
- Regan ThompsonChief Administrative Officer