Kathleen Fereday has been an investment adviser representative at Exodus Wealth since July 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Kathleen Fereday’s longest registration is the current one, 6 years at Exodus Wealth since 2020. Before joining Exodus Wealth in 2020, Kathleen Fereday was registered through National Planning Corporation ("NPC of America" in FL & NY).
- Exodus Wealth, LLCCurrent– present · 6 yearsSan Ramon, CA · Adviser representative · Firm CRD 174328
- National Planning Corporation ("NPC of America" in FL & NY)– · under a yearAnnapolis, MD · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Kathleen Fereday is registered as an investment adviser representative in California, since July 2020.
- CaliforniaSince 7 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 March 2016 |
| Series 24 | General Securities Principal Examination | 27 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 August 1994 |
| Series 3 | National Commodity Futures Examination | 6 July 1994 |
| Series 7 | General Securities Representative Examination | 26 April 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Full name
- Kathleen Faith Fereday
- CRD
- 2076048
- Firm
- Exodus Wealth · CRD 174328
- Office
- 2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kathleen Fereday work?
Kathleen Fereday is an investment adviser representative registered through Exodus Wealth, LLC since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Fereday a financial advisor?
Yes. Kathleen Fereday has a current investment-adviser registration in California, through Exodus Wealth since July 2020.
How many years of experience does Kathleen Fereday have?
Kathleen Fereday has 27 years in the financial industry, since January 1999, across 2 adviser firms.
What exams has Kathleen Fereday passed?
Kathleen Fereday has passed 5 licensing exams: the Series 7, Series 3, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in April 1993. FINRA credited Kathleen Fereday with the SIE, which began in October 2018.
Where did Kathleen Fereday work before Exodus Wealth?
Before Exodus Wealth, Kathleen Fereday was registered through National Planning Corporation ("NPC of America" in FL & NY), March 2016 to February 2017.
Where is Kathleen Fereday based?
Kathleen Fereday’s registered office is in San Ramon, CA.
Is Kathleen Fereday registered with FINRA?
Yes. Kathleen Fereday has a current broker registration, under CRD 2076048.
Source: FINRA BrokerCheck
How can I verify Kathleen Fereday’s record?
Search CRD 2076048 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kathleen Fereday’s full registration record.