Kathleen Dixon has been an investment adviser representative at American Community Wealth Management since September 2016, and is not listed among the firm’s executive officers or direct owners.
American Community Wealth Management, LLC is a Crystal Lake, IL firm with $195M under management, 469 clients and 4 advisers across 5 offices, as of its March 2026 filing.
Kathleen Dixon’s longest registration is the current one, 10 years at American Community Wealth Management since 2016. Before joining American Community Wealth Management in 2016, Kathleen Dixon was registered through LPL Financial LLC and Uvest Financial Services Group, Inc.
- – present · 10 yearsCrystal Lake, IL · Adviser representative · Firm CRD 147376
- LPL Financial LLC– · 4 yearsCrystal Lake, IL · Adviser representative · Firm CRD 6413
- Uvest Financial Services Group, Inc.– · 3 yearsCrystal Lake, IL · Adviser representative · Firm CRD 13787
Investment adviser representative registrations
Kathleen Dixon is registered as an investment adviser representative in Illinois, since September 2016.
- IllinoisSince 22 September 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 April 2000 |
| Series 7 | General Securities Representative Examination | 12 October 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathleen Ann Dixon
- CRD
- 4033179
- Firm
- American Community Wealth Management · CRD 147376
- Office
- 381 S. MAIN STREET, Crystal Lake, IL 60014
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kathleen Dixon work?
Kathleen Dixon is an investment adviser representative registered through American Community Wealth Management, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Dixon a financial advisor?
Yes. Kathleen Dixon has a current investment-adviser registration in Illinois, through American Community Wealth Management since September 2016.
How many years of experience does Kathleen Dixon have?
Kathleen Dixon has 27 years in the financial industry, since October 1999, across 3 adviser firms.
What exams has Kathleen Dixon passed?
Kathleen Dixon has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 1999. FINRA credited Kathleen Dixon with the SIE, which began in October 2018.
Where did Kathleen Dixon work before American Community Wealth Management?
Before American Community Wealth Management, Kathleen Dixon was registered through LPL Financial LLC, July 2011 to April 2016; Uvest Financial Services Group, Inc., July 2007 to July 2011.
Where is Kathleen Dixon based?
Kathleen Dixon’s registered office is in Crystal Lake, IL.
Is Kathleen Dixon registered with FINRA?
Yes. Kathleen Dixon has a current broker registration, under CRD 4033179.
Source: FINRA BrokerCheck
How can I verify Kathleen Dixon’s record?
Search CRD 4033179 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kathleen Dixon’s full registration record.
