Kathleen Cox is not listed as a control person, but directly owns under 5% of LTG Capital. Kathleen Cox holds a BA in Journalism from the University of Maine.
LTG Capital is an investment adviser based in Framingham, MA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $142 million, as filed on 3 September 2026. Its fees, ownership and offices are on the firm’s profile.
Kathleen Cox is Director, Operations and Compliance of LTG Capital, where she serves as Compliance Officer. She schedules the regular progress meetings and calls, and monitors regulatory requirements and the design and implementation of internal controls, policies, and procedures to assure compliance with applicable federal and state securities laws.
- CRD
- 5596495
- Firm
- LTG Capital · CRD 128216
- Role
- Chief Compliance Officer
- In role since
- September 2008 · 18 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Framingham, MA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ltgcapital.com
Where does Kathleen Cox work?
Kathleen Cox has been Chief Compliance Officer of LTG Capital LLC since September 2008.
How can I verify Kathleen Cox’s record?
Kathleen Cox’s role is listed on LTG Capital LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 128216.
