Katherine Wimmer has been President of Wimmer Associates I since January 2003, is a control person of the firm and directly owns between 50% and 75% of it.
Wimmer Associates I, LLC is a Pasadena, CA firm with $476M under management, 143 clients and 4 advisers in one office, as of its April 2026 filing.
- Wimmer Associates LLCCurrent– present · 23 yearsPasadena, CA · Adviser representative · Firm CRD 125243
Investment adviser representative registrations
Katherine Wimmer is registered as an investment adviser representative in California, since March 2003.
- CaliforniaSince 7 March 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 November 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 November 1993 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 April 1990 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Katherine Jones Wimmer
- CRD
- 2053433
- Firm
- Wimmer Associates I · CRD 125243
- Role
- President
- Office
- Pasadena, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Katherine Wimmer work?
Katherine Wimmer has been President of Wimmer Associates I, LLC since January 2003, and is a control person of the firm.
Is Katherine Wimmer a financial advisor?
Yes. Katherine Wimmer has a current investment-adviser registration in California, through Wimmer Associates I since March 2003.
How many years of experience does Katherine Wimmer have?
Katherine Wimmer has 23 years in the financial industry, since March 2003, across 1 adviser firm.
What exams has Katherine Wimmer passed?
Katherine Wimmer has passed 3 licensing exams: the Series 65, Series 63 and Series 6. The earliest, the Series 65, was passed in April 1990.
Where is Katherine Wimmer based?
Katherine Wimmer’s registered office is in Pasadena, CA.
Is Katherine Wimmer registered with FINRA?
No. Katherine Wimmer has no current broker registration.
How can I verify Katherine Wimmer’s record?
Search CRD 2053433 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Wimmer’s full registration record.