Career
Katherine Uniacke has been Chairman and Director of Goldman Sachs Asset Management International since January 2014. Katherine Uniacke is a control person of the firm and directly owns under 5% of it.
Goldman Sachs Asset Management International is a London, United Kingdom firm with $621B under management, 2,494 clients and 412 advisers in one office, as of its August 2026 filing.
No adviser firm registrations are on Katherine Uniacke’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 August 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 January 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 1986 |
| Series 7 | General Securities Representative Examination | 19 April 1986 |
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Katherine Uniacke
- CRD
- 1493966
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Katherine Uniacke work?
Katherine Uniacke has been Chairman and Director of Goldman Sachs Asset Management International since January 2014, and is a control person of the firm.
Does Katherine Uniacke have a current investment-adviser registration?
Katherine Uniacke has no current investment-adviser or broker registration.
What exams has Katherine Uniacke passed?
Katherine Uniacke has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 57TO. The earliest, the Series 7, was passed in April 1986. FINRA credited Katherine Uniacke with the SIE, which began in October 2018.
Leadership at Goldman Sachs Asset Management International
- James ReynoldsChief Executive Officer, Director
- Kristy JagoChief Operating Officer, Director
- Judith ShandlingChief Compliance Officer - US Matters
- Richard AsberyDirector
- Rebecca FullerDirector
- Chloe KipplingDirector
- David PlutzerGeneral Counsel, Asset Management Division (Chief Legal Officer)
- Karen SharpeDirector
- Jayshri SriramDirector