Katherine Neill has been an investment adviser representative at D.H. Hill Advisors since July 2026, and is not listed among the firm’s executive officers or direct owners.
D.H. Hill Advisors, Inc. is a Kingwood, TX firm with $226M under management, 938 clients and 17 advisers across 14 offices, as of its August 2026 filing.
Katherine Neill’s longest registration was 6 years at Strategic Advisers LLC (2011–2018). Before joining D.H. Hill Advisors in 2026, Katherine Neill was registered through Aragon Advisors and Fidelity Personal and Workplace Advisors.
- D.H. Hill Advisors, Inc.Current– present · under a yearRoanoke, TX · Adviser representative · Firm CRD 116324
- Aragon Advisors– · under a yearRoanoke, TX · Adviser representative · Firm CRD 317462
- Fidelity Personal and Workplace Advisors– · 5 yearsWestlake, TX · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 6 yearsWestlake, TX · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Katherine Neill is registered as an investment adviser representative in 2 states. Each was approved in July 2026.
- OhioSince 28 July 2026
- TexasSince 27 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 July 2011 |
| Series 7 | General Securities Representative Examination | 20 January 2011 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 17 May 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 March 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 February 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Katherine Chin Neill
- CRD
- 5632423
- Firm
- D.H. Hill Advisors · CRD 116324
- Office
- Roanoke, TX
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Katherine Neill work?
Katherine Neill is an investment adviser representative registered through D.H. Hill Advisors, Inc. since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Katherine Neill a financial advisor?
Yes. Katherine Neill has a current investment-adviser registration in Ohio and Texas, through D.H. Hill Advisors since July 2026.
How many years of experience does Katherine Neill have?
Katherine Neill has 15 years in the financial industry, since April 2011, across 4 adviser firms.
What exams has Katherine Neill passed?
Katherine Neill has passed 5 licensing exams: the Series 6, Series 63, Series 26, Series 7 and Series 66. The earliest, the Series 6, was passed in February 2009. FINRA credited Katherine Neill with the SIE, which began in October 2018.
Where did Katherine Neill work before D.H. Hill Advisors?
Before D.H. Hill Advisors, Katherine Neill was registered through Aragon Advisors, January 2025 to November 2025; Fidelity Personal and Workplace Advisors, July 2018 to August 2023; Strategic Advisers LLC, July 2011 to July 2018.
Where is Katherine Neill based?
Katherine Neill’s registered office is in Roanoke, TX.
Is Katherine Neill registered with FINRA?
No. Katherine Neill has no current broker registration.
How can I verify Katherine Neill’s record?
Search CRD 5632423 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Neill’s full registration record.