John Brickhouse has been President/ CIO of D.H. Hill Advisors since October 2016, is a control person of the firm and directly owns under 5% of it.
D.H. Hill Advisors, Inc. is a Kingwood, TX firm with $226M under management, 938 clients and 17 advisers across 14 offices, as of its August 2026 filing.
John Brickhouse’s longest registration is the current one, 9 years at D.H. Hill Advisors since 2016. Before joining D.H. Hill Advisors in 2016, John Brickhouse was registered through Brokers Financial and SMS Financial & Investment Management.
- D.H. Hill Advisors, Inc.Current– present · 9 yearsRichardson, TX · Adviser representative · Firm CRD 116324
- Brokers Financial– · 3 yearsRichardson, TX · Adviser representative · Firm CRD 139627
- SMS Financial & Investment Management– · 1 yearTulsa, OK · Adviser representative · Firm CRD 118588
- Artesa Financial Group– · under a yearConroe, TX · Adviser representative · Firm CRD 153741
- Raymond James Financial Services Advisors, Inc– · under a yearConroe, TX · Adviser representative · Firm CRD 149018
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsHouston, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
John Brickhouse is registered as an investment adviser representative in 6 states. The first approvals date from November 2016; the most recent is Illinois, in February 2023.
- CaliforniaSince 4 November 2016
- IllinoisSince 2 February 2023
- MissouriSince 6 September 2019
- North CarolinaSince 13 March 2017
- OklahomaSince 28 February 2017
- TexasSince 4 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 April 2003 |
| Series 66 | Uniform Combined State Law Examination | 18 January 1999 |
| Series 7 | General Securities Representative Examination | 9 December 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Charles Brickhouse
- CRD
- 3070533
- Firm
- D.H. Hill Advisors · CRD 116324
- Role
- President/ CIO
- Office
- Richardson, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Brickhouse work?
John Brickhouse has been President/ CIO of D.H. Hill Advisors, Inc. since October 2016, and is a control person of the firm.
Is John Brickhouse a financial advisor?
Yes. John Brickhouse has a current investment-adviser registration in California, Illinois, Missouri, North Carolina, Oklahoma and Texas, through D.H. Hill Advisors since November 2016.
How many years of experience does John Brickhouse have?
John Brickhouse has 27 years in the financial industry, since August 1999, across 6 adviser firms.
What exams has John Brickhouse passed?
John Brickhouse has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in December 1998. FINRA credited John Brickhouse with the SIE, which began in October 2018.
Where did John Brickhouse work before D.H. Hill Advisors?
Before D.H. Hill Advisors, John Brickhouse was registered through Brokers Financial, October 2012 to October 2016; SMS Financial & Investment Management, May 2011 to October 2012; Artesa Financial Group, July 2010 to March 2011; Raymond James Financial Services Advisors, Inc, May 2010 to July 2010; Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2002 to January 2010.
Where is John Brickhouse based?
John Brickhouse’s registered office is in Richardson, TX.
Is John Brickhouse registered with FINRA?
Yes. John Brickhouse has a current broker registration, under CRD 3070533.
Source: FINRA BrokerCheck
How can I verify John Brickhouse’s record?
Search CRD 3070533 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Brickhouse’s full registration record.