Katherine Aubart has been an investment adviser representative at Bernicke Wealth Management since November 2025, and is not listed among the firm’s executive officers or direct owners.
Bernicke Wealth Management, LTD. is an Altoona, WI firm with $887M under management, 868 clients and 6 advisers across 4 offices, as of its May 2026 filing.
Katherine Aubart’s longest registration was 5 years at Great Valley Advisor Group, LLC (2020–2025). Before joining Bernicke Wealth Management in 2025, Katherine Aubart was registered through Great Valley Advisor Group, LLC.
- Bernicke Wealth ManagementCurrent– present · under a yearAltoona, WI · Adviser representative · Firm CRD 335431
- Great Valley Advisor Group, LLC– · 5 yearsAltoona, WI · Adviser representative · Firm CRD 123913
Investment adviser representative registrations
Katherine Aubart is registered as an investment adviser representative in Wisconsin, since November 2025.
- WisconsinSince 26 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 July 2020 |
| Series 7TO | General Securities Representative Examination | 21 February 2020 |
| SIE | Securities Industry Essentials Examination | 4 October 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Katherine Jade Aubart
- CRD
- 6613881
- Firm
- Bernicke Wealth Management · CRD 335431
- Office
- 1565 BLUESTEM BLVD., Altoona, WI 54720
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Katherine Aubart work?
Katherine Aubart is an investment adviser representative registered through Bernicke Wealth Management, LTD. since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Katherine Aubart a financial advisor?
Yes. Katherine Aubart has a current investment-adviser registration in Wisconsin, through Bernicke Wealth Management since November 2025.
How many years of experience does Katherine Aubart have?
Katherine Aubart has 6 years in the financial industry, since February 2020, across 2 adviser firms.
What exams has Katherine Aubart passed?
Katherine Aubart has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2019.
Where did Katherine Aubart work before Bernicke Wealth Management?
Before Bernicke Wealth Management, Katherine Aubart was registered through Great Valley Advisor Group, LLC, July 2020 to October 2025.
Where is Katherine Aubart based?
Katherine Aubart’s registered office is in Altoona, WI.
Is Katherine Aubart registered with FINRA?
Yes. Katherine Aubart has a current broker registration, under CRD 6613881.
Source: FINRA BrokerCheck
How can I verify Katherine Aubart’s record?
Search CRD 6613881 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Katherine Aubart’s full registration record.
