Karla Sullivan is a control person of Focus Partners Wealth and directly owns under 5% of it. Karla Sullivan holds a Juris Doctor from Suffolk University Law School and a Bachelor of Sciences in Neuroscience from Union College.
Focus Partners Wealth is an investment adviser based in St. Louis, MO, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $182 billion, as filed on 29 September 2026. Its fees, ownership and offices are on the firm’s profile.
Karla Sullivan is General Counsel of Focus Partners. She provides legal counsel on operational, corporate, employment, technology, securities law and financial management matters, and on compliance matters. Prior to joining Focus Partners, she was legal and compliance counsel at Abrams Capital Management, L.P., and previously worked in legal and compliance capacities for Geode Capital Management, LLC.
- CRD
- 7721107
- Firm
- Focus Partners Wealth · CRD 159289
- Role
- Senior VP, Segment General Counsel
- In role since
- March 2023 · 3 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- St. Louis, MO
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- focuspartners.com
Where does Karla Sullivan work?
Karla Sullivan has been Senior VP, Segment General Counsel of Focus Partners Wealth, LLC since March 2023, and is a control person of the firm.
How can I verify Karla Sullivan’s record?
Karla Sullivan’s role is listed on Focus Partners Wealth, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 159289.
- Adam BirenbaumChief Executive Officer
Dhruv GuptaChief Financial Officer
Justin FerriChief Operating Officer
John StelleyChief Compliance Officer- Gina BradleyChief Administrative Officer
- Vincent GratchDeputy Chief Comp. Officer
Joel HirshChief Investment Officer