Dhruv Gupta has been Chief Financial Officer of Focus Partners Wealth since May 2025, is a control person of the firm and directly owns under 5% of it.
Focus Partners Wealth, LLC is a St. Louis, MO firm with $182B under management, 62,466 clients and 1,025 advisers across 113 offices, as of its September 2026 filing.
Dhruv Gupta is Chief Financial Officer of Focus Partners, based in New York, NY. He contributes to the efforts of Focus Partners and Focus Partners Advisor Solutions to build a scaled, national financial platform. Previously he served as VP of Finance at Focus Financial Partners, with a focus on strategic finance, debt capital raising and corporate transactions.
No adviser firm registrations are on Dhruv Gupta’s record.
Professional designations
Listed by Focus Partners Wealth
- CFA
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2016 |
| Series 79 | Investment Banking Registered Representative Examination | 13 August 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Banking Registered Representative Examination
- CRD
- 6509769
- Firm
- Focus Partners Wealth · CRD 159289
- Role
- Chief Financial Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- focuspartners.com
Where does Dhruv Gupta work?
Dhruv Gupta has been Chief Financial Officer of Focus Partners Wealth, LLC since May 2025, and is a control person of the firm.
Does Dhruv Gupta have a current investment-adviser registration?
Dhruv Gupta has no current investment-adviser or broker registration.
What exams has Dhruv Gupta passed?
Dhruv Gupta has passed 2 licensing exams: the Series 79 and Series 63. The earliest, the Series 79, was passed in August 2016. FINRA credited Dhruv Gupta with the SIE, which began in October 2018.
Is Dhruv Gupta registered with FINRA?
No. Dhruv Gupta has no current broker registration.
Is Dhruv Gupta a CFA charterholder?
Focus Partners Wealth lists Dhruv Gupta with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Dhruv Gupta’s record?
Search CRD 6509769 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dhruv Gupta’s full registration record.
- Adam BirenbaumChief Executive Officer
Justin FerriChief Operating Officer
John StelleyChief Compliance Officer- Gina BradleyChief Administrative Officer
- Vincent GratchDeputy Chief Comp. Officer
Joel HirshChief Investment Officer
Karla SullivanSenior VP, Segment General Counsel