Role at Harbourvest Partners
- Title on Schedule A
- Independent Director
- Control
- Karin Risi is a control person of Harbourvest Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Karin Risi has held the filed role since May 2025.
The firm
Form ADV filed 16 July 2026
Career on record
- Passed SIE · 2018
- Passed Series 24 · 2011
- Vanguard Advisers, Inc.– · 15 yearsMalvern, PA · Adviser representative · Firm CRD 106715
- Passed Series 65 and Series 7 · 2009
- Passed Series 26 · 2005
- Passed Series 6 and Series 63 · 1999
Registrations and exams
No current adviser or broker registration. Karin Risi has passed 7 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 March 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 May 1999 |
| Series 24 | General Securities Principal Examination | 23 March 2011 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 23 December 2005 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 10 July 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 May 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Karin Ann Risi
- CRD
- 3209445
- Registration status
- No current adviser or broker registration
- Firm bio
- harbourvest.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
HarbourVest announced Karin Risi’s appointment as an independent director to its board in May 2025. Official firm biography
Education
- She earned a BBA in Finance and an MBA from Villanova University.Official firm biography
Common questions
Where does Karin Risi work?
Karin Risi has been Independent Director of Harbourvest Partners, LLC since May 2025, and is a control person of the firm.
Does Karin Risi have a current investment-adviser registration?
Karin Risi has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Karin Risi passed?
Karin Risi has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 65, Series 7, Series 24 and SIE. The earliest, the Series 6, was passed in May 1999.
Where was Karin Risi previously registered as an investment adviser?
Karin Risi has past investment-adviser registrations through Vanguard Advisers, Inc., July 2009 to December 2024, across 1 firm.
Leadership at Harbourvest Partners
- Robert MacgoeyChief Financial Officer
- Adam FreedmanManaging Director & Chief Compliance Officer
- David AtterburyManaging Director
- Paula DrakeManaging Director & General Counsel
- Corentin Du Roy De BlicquyManaging Director
- Brett GordonManaging Director
- Mitchell HarrisIndependent Director
- Jeffrey KeayManaging Director
- Colin MazzolaManaging Director & Chief Technology Officer
- Alex RogersManaging Director
- Rajesh SenapatiManaging Director
- Gregory StentoManaging Director
- Hemal ThakoreManaging Director
- John ToomeyCEO
- Mary TraerManaging Director & Chief Administrative Officer
- Robert WadsworthSenior Advisor
- John MorrisSenior Advisor
- Peter WilsonSenior Advisor