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Karan Malik

Investment adviser representative at Opulen Financial Group in Washington, DC

Investment adviser registrationUpdated

Karan Malik is an investment adviser representative at Opulen Financial Group, LLC, an investment adviser managing $172M, and works from its Washington, DC office. Karan Malik has been registered through Opulen Financial Group since 23 February 2024, has 2 years in the industry across 1 firm and has passed the Series 65.

2
Years in industry
2
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Karan Malik has been an investment adviser representative at Opulen Financial Group since February 2024, and is not listed among the firm’s executive officers or direct owners.

Opulen Financial Group, LLC is an Arlington, VA firm with $172M under management, 172 clients and 1 adviser across 3 offices, as of its January 2026 filing.

  1. – present · 2 years
    Washington, DC · Adviser representative · Firm CRD 173963

Credentials and registrations

Investment adviser representative registrations

Karan Malik is registered as an investment adviser representative in 2 states. The first approvals date from February 2024; the most recent is District of Columbia, in May 2024.

  • District of ColumbiaSince 20 May 2024
  • VirginiaSince 23 February 2024

Examinations

Series 6510 March 2023
Name
Uniform Investment Adviser Law Examination

Key facts

CRD
7877517
Firm
Opulen Financial Group · CRD 173963
Office
Washington, DC
Registration
Investment adviser registration
In the industry since
February 2024
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Karan Malik work?

Karan Malik is an investment adviser representative registered through Opulen Financial Group, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Karan Malik a financial advisor?

Yes. Karan Malik has a current investment-adviser registration in District of Columbia and Virginia, through Opulen Financial Group since February 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Karan Malik have?

Karan Malik has 2 years in the financial industry, since February 2024, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Karan Malik passed?

Karan Malik passed the Series 65 in March 2023.

Source: IAPD individual record, checked 22 October 2026

Where is Karan Malik based?

Karan Malik’s registered office is in Washington, DC.

Source: IAPD individual record, checked 22 October 2026

Is Karan Malik registered with FINRA?

No. Karan Malik has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Karan Malik’s record?

Search CRD 7877517 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Karan Malik’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Opulen Financial Group

Sources

  1. IAPD individual record, CRD 7877517, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Opulen Financial Group, LLC, filed 21 January 2026. Executive officers and direct owners; this person is not among them.