Kanaka Szabo-Cummings has been Member and Chief Compliance Officer of Gates Pass Advisors since June 2015, is a control person of the firm and directly owns 75% or more of it.
Gates Pass Advisors, LLC is a Los Altos, CA firm with $208M under management, 69 clients and 2 advisers across 2 offices, as of its July 2026 filing.
Kanaka Szabo-Cummings’ longest registration is the current one, 11 years at Gates Pass Advisors since 2015. Before joining Gates Pass Advisors in 2015, Kanaka Szabo-Cummings was registered through KK Wealth Advisors, LLC and Allied Consulting Group.
- Gates Pass Advisors, LLCCurrent– present · 11 yearsLos Altos, CA · Adviser representative · Firm CRD 269983
- KK Wealth Advisors, LLC– · 9 yearsLos Altos, CA · Adviser representative · Firm CRD 140004
- Allied Consulting Group– · 3 yearsLos Altos, CA · Adviser representative · Firm CRD 113535
- Goldsmith & Szabo LLC– · 3 yearsLos Altos, CA · Adviser representative · Firm CRD 109033
Investment adviser representative registrations
Kanaka Szabo-Cummings is registered as an investment adviser representative in 2 states. The first approvals date from August 2015; the most recent is Texas, in June 2025.
- CaliforniaSince 31 August 2015
- TexasSince 13 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 11 April 1998 |
| Series 7 | General Securities Representative Examination | 12 August 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 August 1993 |
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kanaka Esther Szabo-Cummings
- CRD
- 2354565
- Firm
- Gates Pass Advisors · CRD 269983
- Role
- Member and Chief Compliance Officer
- Office
- 280 2ND STREET, SUITE 280, Los Altos, CA 94022
- Registration
- Investment adviser registration
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Kanaka Szabo-Cummings work?
Kanaka Szabo-Cummings has been Member and Chief Compliance Officer of Gates Pass Advisors, LLC since June 2015, and is a control person of the firm.
Is Kanaka Szabo-Cummings a financial advisor?
Yes. Kanaka Szabo-Cummings has a current investment-adviser registration in California and Texas, through Gates Pass Advisors since August 2015.
How many years of experience does Kanaka Szabo-Cummings have?
Kanaka Szabo-Cummings has 27 years in the financial industry, since September 1999, across 4 adviser firms.
What exams has Kanaka Szabo-Cummings passed?
Kanaka Szabo-Cummings has passed 3 licensing exams: the Series 63, Series 7 and Series 8. The earliest, the Series 63, was passed in August 1993.
Where did Kanaka Szabo-Cummings work before Gates Pass Advisors?
Before Gates Pass Advisors, Kanaka Szabo-Cummings was registered through Allied Consulting Group, July 2003 to July 2006; Goldsmith & Szabo LLC, September 1999 to June 2003.
Where is Kanaka Szabo-Cummings based?
Kanaka Szabo-Cummings’ registered office is in Los Altos, CA.
Is Kanaka Szabo-Cummings registered with FINRA?
No. Kanaka Szabo-Cummings has no current broker registration.
How can I verify Kanaka Szabo-Cummings’ record?
Search CRD 2354565 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kanaka Szabo-Cummings’ full registration record.