Kaden Waters has been an investment adviser representative at Peterson Wealth Advisors since March 2023, and is not listed among the firm’s executive officers or direct owners.
Peterson Wealth Advisors, LLC is an Orem, UT firm with $830M under management, 667 clients and 13 advisers in one office, as of its September 2026 filing.
Kaden Waters’ longest registration was 4 years at Fidelity Personal and Workplace Advisors (2018–2023). Before joining Peterson Wealth Advisors in 2023, Kaden Waters was registered through Fidelity Personal and Workplace Advisors.
- – present · 3 yearsOrem, UT · Adviser representative · Firm CRD 146349
- Fidelity Personal and Workplace Advisors– · 4 yearsAmerican Fork, UT · Adviser representative · Firm CRD 288590
Investment adviser representative registrations
Kaden Waters is registered as an investment adviser representative in Utah, since March 2023.
- UtahSince 17 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 September 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 2015 |
| Series 7 | General Securities Representative Examination | 28 March 2015 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kaden Verl Waters
- CRD
- 6452942
- Firm
- Peterson Wealth Advisors · CRD 146349
- Office
- 360 WEST 920 NORTH, Orem, UT 84057
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Kaden Waters work?
Kaden Waters is an investment adviser representative registered through Peterson Wealth Advisors, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Kaden Waters a financial advisor?
Yes. Kaden Waters has a current investment-adviser registration in Utah, through Peterson Wealth Advisors since March 2023.
How many years of experience does Kaden Waters have?
Kaden Waters has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Kaden Waters passed?
Kaden Waters has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 9. The earliest, the Series 7, was passed in March 2015. FINRA credited Kaden Waters with the SIE, which began in October 2018.
Where did Kaden Waters work before Peterson Wealth Advisors?
Before Peterson Wealth Advisors, Kaden Waters was registered through Fidelity Personal and Workplace Advisors, September 2018 to February 2023.
Where is Kaden Waters based?
Kaden Waters’ registered office is in Orem, UT.
Is Kaden Waters registered with FINRA?
No. Kaden Waters has no current broker registration.
How can I verify Kaden Waters’ record?
Search CRD 6452942 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kaden Waters’ full registration record.
