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Justin Griffin

Investment adviser representative at New Harbor Financial Group in Worcester, MA

Investment adviser registrationUpdated

Justin Griffin is an investment adviser representative at New Harbor Financial Group, LLC, an investment adviser managing $821M, and works from its Worcester, MA office. Justin Griffin has been registered through New Harbor Financial Group since 17 January 2012, has 14 years in the industry across 1 firm and has passed the Series 65.

14
Years in industry
14
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Justin Griffin has been an investment adviser representative at New Harbor Financial Group since January 2012, and is not listed among the firm’s executive officers or direct owners.

New Harbor Financial Group, LLC is a Worcester, MA firm with $821M under management, 1,019 clients and 6 advisers in one office, as of its July 2026 filing.

  1. – present · 14 years
    Worcester, MA · Adviser representative · Firm CRD 155528

Credentials and registrations

Investment adviser representative registrations

Justin Griffin is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2012; the most recent is Texas, in August 2015.

  • MassachusettsSince 17 January 2012
  • TexasResidentSince 17 August 2015

Examinations

Series 659 January 2012
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Justin David Griffin
CRD
5974758
Firm
New Harbor Financial Group · CRD 155528
Office
146 MAIN STREET, SUITE 302, Worcester, MA 01608
Registration
Investment adviser registration
In the industry since
January 2012
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Justin Griffin work?

Justin Griffin is an investment adviser representative registered through New Harbor Financial Group, LLC since January 2012, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Justin Griffin a financial advisor?

Yes. Justin Griffin has a current investment-adviser registration in Massachusetts and Texas, through New Harbor Financial Group since January 2012.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Justin Griffin have?

Justin Griffin has 14 years in the financial industry, since January 2012, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Justin Griffin passed?

Justin Griffin passed the Series 65 in January 2012.

Source: IAPD individual record, checked 24 October 2026

Where is Justin Griffin based?

Justin Griffin’s registered office is in Worcester, MA.

Source: IAPD individual record, checked 24 October 2026

Is Justin Griffin registered with FINRA?

No. Justin Griffin has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Justin Griffin’s record?

Search CRD 5974758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Justin Griffin’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at New Harbor Financial Group

Sources

  1. IAPD individual record, CRD 5974758, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of New Harbor Financial Group, LLC, filed 27 July 2026. Executive officers and direct owners; this person is not among them.