Christine Drisco has been Chief Compliance Officer of New Harbor Financial Group since January 2011, is not listed as a control person, but directly owns between 5% and 10% of the firm.
New Harbor Financial Group, LLC is a Worcester, MA firm with $821M under management, 1,019 clients and 6 advisers in one office, as of its July 2026 filing.
No adviser firm registrations are on Christine Drisco’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 January 2006 |
| Series 7 | General Securities Representative Examination | 11 August 2005 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christine Marie Drisco
- CRD
- 3249128
- Firm
- New Harbor Financial Group · CRD 155528
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christine Drisco work?
Christine Drisco has been Chief Compliance Officer of New Harbor Financial Group, LLC since January 2011.
Does Christine Drisco have a current investment-adviser registration?
Christine Drisco has a current broker registration and no current investment-adviser registration.
What exams has Christine Drisco passed?
Christine Drisco has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in August 2005. FINRA credited Christine Drisco with the SIE, which began in October 2018.
Is Christine Drisco registered with FINRA?
Yes. Christine Drisco has a current broker registration, under CRD 3249128.
Source: FINRA BrokerCheck
How can I verify Christine Drisco’s record?
Search CRD 3249128 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christine Drisco’s full registration record.
