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Julie Thomas

Chief Compliance Officer at Fund Evaluation Group

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Julie Thomas is Chief Compliance Officer of Fund Evaluation Group, LLC, a Cincinnati investment adviser managing $23.9B. Julie Thomas has passed the Series 7, Series 24, Series 63 and SIE.

Role at Fund Evaluation Group

Title on Schedule A
Chief Compliance Officer
Control
Julie Thomas is a control person of Fund Evaluation Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Julie Thomas has held the filed role since November 2015.

The firm

Fund Evaluation Group, LLC
Cincinnati, OH

Form ADV filed 31 March 2026

$23.9B AUM214 clients74 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 · 2016
  3. Passed Series 24 · 2012
  4. Passed Series 7 · 2011

Registrations and exams

No current adviser or broker registration. Julie Thomas has passed 4 qualifying exams.

Examinations

Series 6315 December 2016
Name
Uniform Securities Agent State Law Examination
Series 249 February 2012
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 September 2011
Name
General Securities Representative Examination

Individual record

Full name
Julie Trondle Thomas
CRD
5835243
Firm
Fund Evaluation Group, LLC
Registration status
No current adviser or broker registration
Firm bio
feg.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The official firm page lists Julie as Chief Compliance Officer. Official firm biography/team page

Common questions

Where does Julie Thomas work?

Julie Thomas has been Chief Compliance Officer of Fund Evaluation Group, LLC since November 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Julie Thomas have a current investment-adviser registration?

Julie Thomas has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Julie Thomas passed?

Julie Thomas has passed 4 licensing exams: the Series 7, Series 24, Series 63 and SIE. The earliest, the Series 7, was passed in September 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at Fund Evaluation Group

  • James Lenahan
    Director, Chief Executive Officer
  • William Goslee
    Director, President
  • Kurt Krebs
    Chief Financial Officer & Treasurer
  • Robert Jennings
    Chief Operating Officer
  • Nolan Bean
    Director, Chief Investment Officer & Head of Portfolio Management
  • Stephen Hopkins
    Independent Director
  • Gary Price
    Director & Managing Director of Institutional Services
  • Gianna Tremoulis
    General Counsel and Secretary
  • Rebecca Wood
    Non-Executive Chair

Sources

  1. IAPD individual record, CRD 5835243. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fund Evaluation Group, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Fund Evaluation Group team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Julie Thomas or Fund Evaluation Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.