Juan Sera has been an investment adviser representative at Sera Capital Management Limited Liability since November 2025, and is not listed among the firm’s executive officers or direct owners.
Sera Capital Management Limited Liability Company is an Annapolis, MD firm with $114M under management, 74 clients and 5 advisers across 3 offices, as of its June 2026 filing.
- Sera Capital Management, LLCCurrent– present · under a yearScottsdale, AZ · Adviser representative · Firm CRD 120896
Investment adviser representative registrations
Juan Sera is registered as an investment adviser representative in Arizona, since November 2025.
- ArizonaSince 12 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 September 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Juan Rafael Sera
- CRD
- 8181506
- Firm
- Sera Capital Management Limited Liability · CRD 120896
- Office
- Scottsdale, AZ
- Registration
- Investment adviser registration
- In the industry since
- November 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Juan Sera work?
Juan Sera is an investment adviser representative registered through Sera Capital Management Limited Liability Company since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Juan Sera a financial advisor?
Yes. Juan Sera has a current investment-adviser registration in Arizona, through Sera Capital Management Limited Liability since November 2025.
How many years of experience does Juan Sera have?
Juan Sera has 0 years in the financial industry, since November 2025, across 1 adviser firm.
What exams has Juan Sera passed?
Juan Sera passed the Series 65 in September 2025.
Where is Juan Sera based?
Juan Sera’s registered office is in Scottsdale, AZ.
Is Juan Sera registered with FINRA?
No. Juan Sera has no current broker registration.
How can I verify Juan Sera’s record?
Search CRD 8181506 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Juan Sera’s full registration record.
