Joyce Smith has been an investment adviser representative at Asset Management Strategies since January 2018, and is not listed among the firm’s executive officers or direct owners.
Asset Management Strategies, Inc. is an Indianapolis, IN firm with $220M under management, 2,110 clients and 8 advisers across 3 offices, as of its March 2026 filing.
- – present · 8 yearsLafayette, IN · Adviser representative · Firm CRD 135173
Investment adviser representative registrations
Joyce Smith is registered as an investment adviser representative in Indiana, since January 2018.
- IndianaSince 10 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 June 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 January 2017 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Joyce Ann Smith
- CRD
- 5577000
- Firm
- Asset Management Strategies · CRD 135173
- Office
- 100 Saw Mill Road, Suite 3300, Lafayette, IN 47905
- Registration
- Investment adviser registration
- In the industry since
- November 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Joyce Smith work?
Joyce Smith is an investment adviser representative registered through Asset Management Strategies, Inc. since January 2018, and is not listed among the firm’s executive officers or direct owners.
Is Joyce Smith a financial advisor?
Yes. Joyce Smith has a current investment-adviser registration in Indiana, through Asset Management Strategies since January 2018.
How many years of experience does Joyce Smith have?
Joyce Smith has 8 years in the financial industry, since November 2017, across 1 adviser firm.
What exams has Joyce Smith passed?
Joyce Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2017. FINRA credited Joyce Smith with the SIE, which began in October 2018.
Where is Joyce Smith based?
Joyce Smith’s registered office is in Lafayette, IN.
Is Joyce Smith registered with FINRA?
No. Joyce Smith has no current broker registration.
How can I verify Joyce Smith’s record?
Search CRD 5577000 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joyce Smith’s full registration record.
