Joshua Luff has been Managing Member / CCO of CLP Asset Management since September 2019, is a control person of the firm and directly owns between 25% and 50% of it.
CLP Asset Management, LLC is a firm with $174M under management, 6 clients and 1 adviser in one office, as of its August 2026 filing.
Joshua Luff’s longest registration is the current one, 6 years at CLP Asset Management since 2019. Before joining CLP Asset Management in 2019, Joshua Luff was registered through Great Lakes Advisors, LLC and J.P. Morgan Securities LLC.
- CLP Asset Management, LLCCurrent– present · 6 yearsOoltewah, TN · Adviser representative · Firm CRD 305962
- Great Lakes Advisors, LLC– · 5 yearsChicago, IL · Adviser representative · Firm CRD 110757
- J.P. Morgan Securities LLC– · under a yearWheaton, IL · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Joshua Luff is registered as an investment adviser representative in Tennessee, since October 2019.
- TennesseeSince 25 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 May 2011 |
| Series 7 | General Securities Representative Examination | 21 March 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5899228
- Firm
- CLP Asset Management · CRD 305962
- Role
- Managing Member / CCO
- Office
- Ooltewah, TN
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Joshua Luff work?
Joshua Luff has been Managing Member / CCO of CLP Asset Management, LLC since September 2019, and is a control person of the firm.
Is Joshua Luff a financial advisor?
Yes. Joshua Luff has a current investment-adviser registration in Tennessee, through CLP Asset Management since October 2019.
How many years of experience does Joshua Luff have?
Joshua Luff has 12 years in the financial industry, since December 2013, across 3 adviser firms.
What exams has Joshua Luff passed?
Joshua Luff has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 2011. FINRA credited Joshua Luff with the SIE, which began in October 2018.
Where did Joshua Luff work before CLP Asset Management?
Before CLP Asset Management, Joshua Luff was registered through Great Lakes Advisors, LLC, June 2014 to August 2019; J.P. Morgan Securities LLC, October 2013 to June 2014.
Where is Joshua Luff based?
Joshua Luff’s registered office is in Ooltewah, TN.
Is Joshua Luff registered with FINRA?
No. Joshua Luff has no current broker registration.
How can I verify Joshua Luff’s record?
Search CRD 5899228 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Luff’s full registration record.