Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 28 June 2025
- Officer or owner
- Joshua Hall is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Joshua Hall has been registered through Parallel Advisors since June 2025, and before that through Kingswood Capital Partners, The Clarus Group, Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, Wells Fargo Clearing Services, Credit Suisse Securities (usa), Northwestern Mutual Investment Services and Northwestern Mutual Investment Services.
- Parallel Advisors, LLCCurrent– present · 1 yearHouston, TX · Adviser representative · Firm CRD 140800
- Kingswood Capital Partners, LLC– · 2 yearsHouston, TX · Adviser representative and broker · Firm CRD 288898
- The Clarus Group– · 4 yearsHouston, TX · Adviser representative · Firm CRD 310163
- Raymond James Financial Services, Inc.– · under a yearHouston, TX · Adviser representative and broker · Firm CRD 6694
- Raymond James Financial Services Advisors, Inc– · under a yearHouston, TX · Adviser representative · Firm CRD 149018
- Passed SIE · 2018
- Wells Fargo Clearing Services, LLC– · 2 yearsHouston, TX · Adviser representative · Firm CRD 19616
- Passed Series 66 · 2017
- Wells Fargo Clearing Services, LLC– · 3 yearsHouston, TX · Adviser representative and broker · Firm CRD 19616
- Passed Series 6, Series 63 and Series 7 · 2015
- Credit Suisse Securities (usa) LLC– · under a yearHouston, TX · Adviser representative and broker · Firm CRD 816
- Northwestern Mutual Investment Services, LLC– · under a yearHouston, TX · Adviser representative and broker · Firm CRD 2881
- Northwestern Mutual Investment Services, LLC– · under a yearThe Woodlands, TX · Adviser representative and broker · Firm CRD 2881
Registrations and exams
Joshua Hall is registered as an investment adviser representative in Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved | 28 June 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 April 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 May 2015 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 8 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 February 2015 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Adviser record
- Full name
- Joshua Holt Hall
- CRD
- 6272942
- Registered in
- Texas
- Office
- 3040 Post Oaks Blvd Fl 18, Suite #1800-160, Houston, TX 77056
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Joshua Hall work?
Joshua Hall is an investment adviser representative registered through Parallel Advisors, LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Joshua Hall a financial advisor?
Yes. Joshua Hall is registered as an investment adviser representative in Texas, through Parallel Advisors since June 2025, as of 14 October 2026.
How many years of experience does Joshua Hall have?
Joshua Hall has worked in the financial industry for 9 years as of 14 October 2026, counted from 25 May 2017, across 10 adviser firms.
What exams has Joshua Hall passed?
Joshua Hall has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and SIE. The earliest, the Series 6, was passed in February 2015.
Where did Joshua Hall work before Parallel Advisors?
Before Parallel Advisors, Joshua Hall was registered through Kingswood Capital Partners, LLC, January 2021 to June 2023; The Clarus Group, October 2020 to February 2025; Raymond James Financial Services, Inc., August 2020 to October 2020; Raymond James Financial Services Advisors, Inc, August 2020 to October 2020; Wells Fargo Clearing Services, LLC, April 2017 to November 2018; Wells Fargo Clearing Services, LLC, February 2016 to November 2018; Credit Suisse Securities (usa) LLC, September 2015 to February 2016; Northwestern Mutual Investment Services, LLC, August 2015 to September 2015; Northwestern Mutual Investment Services, LLC, February 2015 to June 2015.
Where is Joshua Hall based?
Joshua Hall’s registered office is in Houston, TX.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer