Role at Ferguson Wellman Capital Management
- Title on Schedule A
- Director
- Control
- Joshua Frankel is a control person of Ferguson Wellman Capital Management.
- Ownership
- The filed direct ownership band is 5% to 10%.
- Tenure
- Joshua Frankel has held the filed role since February 2024.
The firm
Form ADV filed 9 June 2026
Career on record
Joshua Frankel has been registered through Ferguson Wellman Capital Management since July 2013, and before that through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones.
- – present · 13 yearsPortland, OR · Adviser representative · Firm CRD 104692
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 4 yearsLake Oswego, OR · Adviser representative · Firm CRD 7691
- Edward Jones– · under a yearSt. Louis, MO · Adviser representative · Firm CRD 250
- Passed Series 7 and Series 66 · 2009
Registrations and exams
Joshua Frankel has a current investment-adviser registration in Oregon and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Oregon | Investment adviser representative | Approved | 16 July 2013 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 31 July 2009 |
| Series 7 | General Securities Representative Examination | 16 July 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Joshua D Frankel
- CRD
- 5672556
- Registration status
- Investment adviser registration
- Office
- 805 SOUTHWEST BROADWAY, SUITE 2100, Portland, OR 97205
- Firm bio
- fergusonwellman.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Ferguson Wellman identifies Josh Frankel as a director and lead of West Bearing Investments. The firm says he previously worked at Merrill Lynch and earned an MBA and BS from the University of Oregon. Official firm biography
Common questions
Where does Joshua Frankel work?
Joshua Frankel has been Director of Ferguson Wellman Capital Management, Inc. since February 2024, and is a control person of the firm.
Is Joshua Frankel a financial advisor?
Yes. Joshua Frankel has a current investment-adviser registration in Oregon, through Ferguson Wellman Capital Management since July 2013, as of 18 October 2026.
How many years of experience does Joshua Frankel have?
Joshua Frankel has worked in the financial industry for 17 years as of 18 October 2026, counted from 21 August 2009, across 3 adviser firms.
What exams has Joshua Frankel passed?
Joshua Frankel has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2009.
Where did Joshua Frankel work before Ferguson Wellman Capital Management?
Before Ferguson Wellman Capital Management, Joshua Frankel was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2009 to July 2013; Edward Jones, August 2009 to September 2009.
Where is Joshua Frankel based?
Joshua Frankel’s registered office is in Portland, OR.
Leadership at Ferguson Wellman Capital Management
- Ezra KoverChief Compliance Officer
- Ralph ColeDirector
- Steven HolwerdaManaging Director
- George HosfieldChief Investment Officer - Director
- Jason NorrisDirector
- Dean DordevicPrincipal
- Nathan AyottePrincipal
- Bradley HoulePrincipal
- Mary LagoPrincipal
- Tari KinatederPrincipal