Joshua Boris has been an investment adviser representative at Richmond Investment Services since June 2024, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Joshua Boris’ longest registration is the current one, 2 years at LPL Financial LLC since 2023.
- – present · 2 yearsMequon, WI · Adviser representative · Firm CRD 327451
- LPL Financial LLCAlso current– present · 2 yearsMilwaukee, WI · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Joshua Boris is registered as an investment adviser representative in Wisconsin, since June 2024.
- WisconsinSince 12 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 7 October 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 2 August 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 July 2018 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joshua Edward Boris
- CRD
- 6806044
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 7702 W MEQUON RD, Mequon, WI 53097-3217
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joshua Boris work?
Joshua Boris is an investment adviser representative registered through Richmond Investment Services LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Joshua Boris a financial advisor?
Yes. Joshua Boris has a current investment-adviser registration in Wisconsin, through Richmond Investment Services since June 2024.
How many years of experience does Joshua Boris have?
Joshua Boris has 8 years in the financial industry, since July 2018, across 2 adviser firms.
What exams has Joshua Boris passed?
Joshua Boris has passed 3 licensing exams: the Series 6, Series 63 and Series 7TO. The earliest, the Series 6, was passed in July 2018. FINRA credited Joshua Boris with the SIE, which began in October 2018.
Where is Joshua Boris based?
Joshua Boris’ registered office is in Mequon, WI.
Is Joshua Boris registered with FINRA?
Yes. Joshua Boris has a current broker registration, under CRD 6806044.
Source: FINRA BrokerCheck
How can I verify Joshua Boris’ record?
Search CRD 6806044 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joshua Boris’ full registration record.