Joseph Teifer has been an investment adviser representative at Herbert J. Sims Capital Management since July 2020, and is not listed among the firm’s executive officers or direct owners. Joseph Teifer holds a B.A. in Economics from the University of Michigan, Ann Arbor.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Joseph Teifer is Senior Vice President of HJ Sims, based in Red Bank, NJ. Before joining HJ Sims, he spent more than 20 years in the computer, applications and communications technology sectors, and more than four years in the insurance industry managing litigation. In 2004 he became a licensed financial advisor with David Lerner Associates.
- – present · 6 yearsRed Bank, NJ · Adviser representative · Firm CRD 134510
Investment adviser representative registrations
Joseph Teifer is registered as an investment adviser representative in 3 states. The first approvals date from July 2020; the most recent is North Carolina, in June 2023.
- ConnecticutSince 14 July 2020
- New JerseySince 15 September 2020
- North CarolinaSince 15 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 June 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 September 2004 |
| Series 7 | General Securities Representative Examination | 8 September 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Donald Teifer
- CRD
- 4837464
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 331 Newman Springs Road, Building 2, Suite 312- 3rd Floor, Red Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hjsims.com
Where does Joseph Teifer work?
Joseph Teifer is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Teifer a financial advisor?
Yes. Joseph Teifer has a current investment-adviser registration in Connecticut, New Jersey and North Carolina, through Herbert J. Sims Capital Management since July 2020.
How many years of experience does Joseph Teifer have?
Joseph Teifer has 22 years in the financial industry, since September 2004, across 1 adviser firm.
What exams has Joseph Teifer passed?
Joseph Teifer has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in September 2004. FINRA credited Joseph Teifer with the SIE, which began in October 2018.
Where is Joseph Teifer based?
Joseph Teifer’s registered office is in Red Bank, NJ.
Is Joseph Teifer registered with FINRA?
Yes. Joseph Teifer has a current broker registration, under CRD 4837464.
Source: FINRA BrokerCheck
How can I verify Joseph Teifer’s record?
Search CRD 4837464 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Teifer’s full registration record.
