Joseph Sullivan has been an investment adviser representative at RMR Wealth Management since September 2026, and is not listed among the firm’s executive officers or direct owners. Joseph Sullivan holds a Bachelor of Science in Accounting from the University at Albany.
RMR Wealth Management is a New York, NY firm with $195M under management, 189 clients and 7 advisers in one office, as of its March 2026 filing.
Joe Sullivan is Wealth Manager at RMR Wealth Management, LLC. He brings more than 25 years of institutional financial services and investment experience. Before joining RMR, he held multiple C-suite and portfolio management positions at firms including DoubleLine Capital LP, Merrill Lynch, Forstmann-Leff and Dreman Value Management.
Joseph Sullivan’s longest registration was 3 years at Forstmann Leff Associates LLC (2002–2006). Before joining RMR Wealth Management in 2026, Joseph Sullivan was registered through Forstmann Leff Associates LLC.
- RMR Wealth ManagementCurrent– present · under a yearPort St Lucie, FL · Adviser representative · Firm CRD 152266
- Forstmann Leff Associates LLC– · 3 yearsNew York, NY · Adviser representative · Firm CRD 110513
Investment adviser representative registrations
Joseph Sullivan is registered as an investment adviser representative in Florida, since September 2026.
- FloridaSince 4 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 September 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 June 2003 |
| Series 3 | National Commodity Futures Examination | 23 September 1999 |
| Series 27 | Financial and Operations Principal Examination | 17 October 1996 |
| Series 24 | General Securities Principal Examination | 27 August 1996 |
| Series 7 | General Securities Representative Examination | 14 August 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph William Sullivan
- CRD
- 1129689
- Firm
- RMR Wealth Management · CRD 152266
- Office
- Port St Lucie, FL
- Registration
- Investment adviser registration
- In the industry since
- February 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rmrwm.com
Where does Joseph Sullivan work?
Joseph Sullivan is an investment adviser representative registered through RMR Wealth Management since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Sullivan a financial advisor?
Yes. Joseph Sullivan has a current investment-adviser registration in Florida, through RMR Wealth Management since September 2026.
How many years of experience does Joseph Sullivan have?
Joseph Sullivan has 3 years in the financial industry, since February 2023, across 2 adviser firms.
What exams has Joseph Sullivan passed?
Joseph Sullivan has passed 6 licensing exams: the Series 7, Series 24, Series 27, Series 3, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1996.
Where did Joseph Sullivan work before RMR Wealth Management?
Before RMR Wealth Management, Joseph Sullivan was registered through Forstmann Leff Associates LLC, October 2002 to May 2006.
Where is Joseph Sullivan based?
Joseph Sullivan’s registered office is in Port St Lucie, FL.
Is Joseph Sullivan registered with FINRA?
No. Joseph Sullivan has no current broker registration.
How can I verify Joseph Sullivan’s record?
Search CRD 1129689 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Sullivan’s full registration record.
