Joseph Sonnier has been an investment adviser representative at Lombard Advisers since May 2025, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
- – present · 1 yearJennings, LA · Adviser representative · Firm CRD 108231
Investment adviser representative registrations
Joseph Sonnier is registered as an investment adviser representative in Louisiana, since May 2025.
- LouisianaSince 20 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 June 2026 |
| Series 7TO | General Securities Representative Examination | 2 May 2025 |
| SIE | Securities Industry Essentials Examination | 19 March 2025 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph Carl Sonnier
- CRD
- 8078685
- Firm
- Lombard Advisers · CRD 108231
- Office
- 115 W. Nezpique, Jennings, LA 70546
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joseph Sonnier work?
Joseph Sonnier is an investment adviser representative registered through Lombard Advisers Incorporated since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Sonnier a financial advisor?
Yes. Joseph Sonnier has a current investment-adviser registration in Louisiana, through Lombard Advisers since May 2025.
How many years of experience does Joseph Sonnier have?
Joseph Sonnier has 1 year in the financial industry, since May 2025, across 1 adviser firm.
What exams has Joseph Sonnier passed?
Joseph Sonnier has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in March 2025.
Where is Joseph Sonnier based?
Joseph Sonnier’s registered office is in Jennings, LA.
Is Joseph Sonnier registered with FINRA?
Yes. Joseph Sonnier has a current broker registration, under CRD 8078685.
Source: FINRA BrokerCheck
How can I verify Joseph Sonnier’s record?
Search CRD 8078685 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Sonnier’s full registration record.