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Joseph Sommer

General Counsel, Chief Compliance Officer at Cfi Partners

Officer record from the firm’s Form ADVForm ADV filed 31 March 2026

Joseph Sommer is General Counsel, Chief Compliance Officer of Cfi Partners, LLC, a Chicago investment adviser.

Role at Cfi Partners

Title on Schedule A
General Counsel, Chief Compliance Officer
Control
Joseph Sommer is a control person of Cfi Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Sommer has held the filed role since January 2023.

The firm

Cfi Partners, LLC
Chicago, IL

Form ADV filed 31 March 2026

$26.3B AUM6 clients23 advisers1 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Joseph Sommer is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Joseph Sommer
CRD
4440922
Firm
Cfi Partners, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joseph Sommer work?

Joseph Sommer has been General Counsel, Chief Compliance Officer of Cfi Partners, LLC since January 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Cfi Partners

Sources

  1. IAPD individual lookup, CRD 4440922. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Cfi Partners, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Sommer or Cfi Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.